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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDSN icon
326
Nordson
NDSN
$16.2B
$207K 0.05%
+2,082
New +$193K
LOW icon
327
Lowe's Companies
LOW
$115B
$204K 0.05%
2,820
+165
+6% +$12.8K
EEFT icon
328
Euronet Worldwide
EEFT
$2.97B
$203K 0.05%
+2,484
New +$190K
IDXX icon
329
Idexx Laboratories
IDXX
$43B
$202K 0.05%
+1,790
New +$189K
AIG icon
330
American International
AIG
$41.5B
$201K 0.05%
+3,385
New +$193K
COF icon
331
Capital One
COF
$124B
$201K 0.05%
+2,803
New +$193K
AES icon
332
AES
AES
$10.6B
$200K 0.05%
+15,580
New +$194K
INN
333
Summit Hotel Properties
INN
$761M
$197K 0.04%
+14,967
New +$207K
CALY
334
Callaway Golf Company
CALY
$3.3B
$197K 0.04%
+16,999
New +$190K
AA icon
335
Alcoa
AA
$12.2B
$189K 0.04%
+7,755
New +$189K
CARB
336
DELISTED
Carbonite Inc
CARB
$181K 0.04%
+11,779
New +$150K
ATEN icon
337
A10 Networks
ATEN
$2.56B
$169K 0.04%
+15,845
New +$139K
EXG icon
338
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$166K 0.04%
19,077
-10,000
-34% -$88K
TTMI icon
339
TTM Technologies
TTMI
$15B
$162K 0.04%
+14,110
New +$140K
RILY icon
340
BRC Group Holdings
RILY
$285M
$160K 0.04%
12,120
+2,020
+20% +$20.5K
ARIA
341
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$156K 0.04%
+11,365
New +$114K
IMBI
342
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$154K 0.03%
+6,744
New +$128K
CHRD icon
343
Chord Energy
CHRD
$7.74B
$152K 0.03%
+13,293
New +$122K
CXW icon
344
CoreCivic
CXW
$3.18B
$152K 0.03%
+10,931
New +$261K
FSP
345
Franklin Street Properties
FSP
$45.9M
$151K 0.03%
+12,020
New +$151K
GTN icon
346
Gray Television
GTN
$411M
$149K 0.03%
+14,352
New +$156K
AGTC
347
DELISTED
Applied Genetic Technologies Corporation
AGTC
$138K 0.03%
+14,065
New +$190K
AKS
348
DELISTED
AK Steel Holding Corp
AKS
$137K 0.03%
+28,390
New +$144K
AMLP icon
349
Alerian MLP ETF
AMLP
$12.9B
$133K 0.03%
+2,100
New +$133K
AMX icon
350
America Movil
AMX
$78.4B
$131K 0.03%
11,470
– –
12 13
14
15 16

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.