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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
Cap. Flow
-$48.5M
Cap. Flow %
-12.2%
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.37M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.44M
3
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.71M
4
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$1.81M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.37M

Top Sells

Rank Stock Value
1
EXPD icon
Expeditors International
EXPD
+$3.14M
2
ARI
Apollo Commercial Real Estate
ARI
+$1.55M
3
BXMT icon
Blackstone Mortgage Trust
BXMT
+$1.39M
4
SPG icon
Simon Property Group
SPG
+$1.29M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M

Sector Composition

Rank Sector Weight
1 Financials 8.64%
2 Technology 8.51%
3 Healthcare 7.95%
4 Consumer Staples 6.08%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
301
Mastercard
MA
$466B
$215K 0.05%
2,081
-3,026
-59% -$313K
EQGP
302
DELISTED
EQGP Holdings, LP
EQGP
$213K 0.05%
8,434
-41,718
-83% -$1.01M
IDXX icon
303
Idexx Laboratories
IDXX
$42.7B
$210K 0.05%
1,790
– –
WCG
304
DELISTED
Wellcare Health Plans, Inc.
WCG
$209K 0.05%
1,525
-1,143
-43% -$146K
ATEN icon
305
A10 Networks
ATEN
$2.54B
$206K 0.05%
24,770
+8,925
+56% +$76.7K
WP
306
DELISTED
Worldpay, Inc.
WP
$205K 0.05%
+3,445
New +$199K
SM icon
307
SM Energy
SM
$8.12B
$204K 0.05%
+5,930
New +$214K
GM icon
308
General Motors
GM
$71.9B
$203K 0.05%
5,815
-1,136
-16% -$38.2K
INGR icon
309
Ingredion
INGR
$6.41B
$203K 0.05%
+1,623
New +$205K
NGG icon
310
National Grid
NGG
$81.6B
$203K 0.05%
3,604
-3,534
-50% -$209K
CSII
311
DELISTED
Cardiovascular Systems, Inc.
CSII
$203K 0.05%
+8,380
New +$206K
ESL
312
DELISTED
Esterline Technologies
ESL
$202K 0.05%
+2,265
New +$185K
ETY icon
313
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$201K 0.05%
19,413
– –
IJK icon
314
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$200K 0.05%
+4,400
New +$194K
BFZ
315
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$199K 0.05%
+13,700
New +$206K
SRI icon
316
Stoneridge
SRI
$201M
$193K 0.05%
+10,895
New +$184K
TTMI icon
317
TTM Technologies
TTMI
$15.4B
$185K 0.05%
13,605
-505
-4% -$6.58K
FCRD
318
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$173K 0.04%
17,247
-9,000
-34% -$87.7K
WPX
319
DELISTED
WPX Energy, Inc.
WPX
$173K 0.04%
11,864
-10,694
-47% -$141K
AES icon
320
AES
AES
$10.6B
$170K 0.04%
14,655
-925
-6% -$10.9K
AKS
321
DELISTED
AK Steel Holding Corp
AKS
$163K 0.04%
15,930
-12,460
-44% -$94.8K
ENBL
322
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$161K 0.04%
+10,210
New +$159K
EXG icon
323
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$153K 0.04%
19,077
– –
WIFI
324
DELISTED
Boingo Wireless, Inc.
WIFI
$140K 0.04%
11,523
– –
VATE icon
325
INNOVATE Corp
VATE
$111M
$135K 0.03%
+2,284
New +$113K
11 12
13
14 15

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2016 Portfolio in Review

As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.

  • Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
  • Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
  • Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
  • Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
  • Caprock Group opened 57 new positions and closed 82 in Q4 2016.
  • Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.

Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.