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CG

Caprock Group Portfolio holdings

AUM $5.22B
1-Year Est. Return 42.47%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+42.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Miscellaneous 36.6%
2 Healthcare 9.66%
3 Technology 8.94%
4 Financials 8.44%
5 Energy 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSW
276
CSW Industrials
CSW
$5.03B
$263K 0.06%
+8,110
New +$267K
IEF icon
277
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
$261K 0.06%
2,333
– –
LLY icon
278
Eli Lilly
LLY
$1.02T
$261K 0.06%
3,255
+209
+7% +$16.7K
MAS icon
279
Masco
MAS
$14.3B
$261K 0.06%
+7,620
New +$264K
AMAT icon
280
Applied Materials
AMAT
$361B
$260K 0.06%
+8,625
New +$241K
COR icon
281
Cencora
COR
$63.2B
$259K 0.06%
3,203
+90
+3% +$7.71K
SPTN
282
DELISTED
SpartanNash
SPTN
$259K 0.06%
+8,948
New +$275K
BABA icon
283
Alibaba
BABA
$281B
$257K 0.06%
+2,429
New +$225K
REG icon
284
Regency Centers
REG
$13.8B
$256K 0.06%
3,300
+600
+22% +$48.5K
CPAY icon
285
Corpay
CPAY
$27.3B
$254K 0.06%
+1,463
New +$234K
SCHX icon
286
Schwab US Large- Cap ETF
SCHX
$74.4B
$251K 0.06%
29,196
– –
FCRD
287
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$250K 0.06%
26,247
– –
ADBE icon
288
Adobe
ADBE
$106B
$247K 0.06%
+2,278
New +$229K
PCG icon
289
PG&E
PCG
$31.5B
$247K 0.06%
4,039
+120
+3% +$7.62K
MCK icon
290
McKesson
MCK
$106B
$244K 0.06%
1,465
-13
-0.9% -$2.42K
HPE icon
291
Hewlett Packard
HPE
$69B
$243K 0.06%
18,403
-12,904
-41% -$159K
KHC icon
292
Kraft Heinz
KHC
$29.5B
$241K 0.05%
2,695
+230
+9% +$20.4K
BV
293
DELISTED
Bazaarvoice, Inc.
BV
$241K 0.05%
+40,805
New +$180K
GDV icon
294
Gabelli Dividend & Income Trust
GDV
$2.62B
$240K 0.05%
12,500
– –
APC
295
DELISTED
Anadarko Petroleum
APC
$240K 0.05%
3,789
+16
+0.4% +$892
MAR icon
296
Marriott International
MAR
$87.8B
$238K 0.05%
+3,542
New +$250K
PTVCB
297
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$236K 0.05%
+9,200
New +$239K
WTRG icon
298
Essential Utilities
WTRG
$11.8B
$231K 0.05%
7,565
+460
+6% +$14.9K
WFM
299
DELISTED
Whole Foods Market Inc
WFM
$231K 0.05%
8,164
-303
-4% -$9.33K
FBIN icon
300
Fortune Brands Innovations
FBIN
$5.15B
$230K 0.05%
+4,623
New +$242K
10 11
12
13 14

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LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $5.21B AUM 31.48% 1-Year Est. Return
CFC
Cincinnati Financial Corp Fairfield, Ohio $5.23B AUM 22.72% 1-Year Est. Return
SFG
SNS Financial Group Minneapolis, Minnesota $5.2B AUM 22.05% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return
EIC
Equity Investment Corp Atlanta, Georgia $5.24B AUM 11.32% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return
FAMI
Fideuram Asset Management (Ireland) Dublin 1 $5.26B AUM

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Miscellaneous at 37% of assets, down from 42% a quarter earlier, followed by Healthcare and Technology.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.