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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSW
276
CSW Industrials
CSW
$4.6B
$263K 0.06%
+8,110
New +$267K
IEF icon
277
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$261K 0.06%
2,333
– –
LLY icon
278
Eli Lilly
LLY
$1.04T
$261K 0.06%
3,255
+209
+7% +$16.7K
MAS icon
279
Masco
MAS
$15.7B
$261K 0.06%
+7,620
New +$264K
AMAT icon
280
Applied Materials
AMAT
$440B
$260K 0.06%
+8,625
New +$241K
COR icon
281
Cencora
COR
$58.5B
$259K 0.06%
3,203
+90
+3% +$7.71K
SPTN
282
DELISTED
SpartanNash
SPTN
$259K 0.06%
+8,948
New +$275K
BABA icon
283
Alibaba
BABA
$279B
$257K 0.06%
+2,429
New +$225K
REG icon
284
Regency Centers
REG
$15.1B
$256K 0.06%
3,300
+600
+22% +$48.5K
CPAY icon
285
Corpay
CPAY
$23.5B
$254K 0.06%
+1,463
New +$234K
SCHX icon
286
Schwab US Large- Cap ETF
SCHX
$71.7B
$251K 0.06%
29,196
– –
FCRD
287
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$250K 0.06%
26,247
– –
ADBE icon
288
Adobe
ADBE
$86.8B
$247K 0.06%
+2,278
New +$229K
PCG icon
289
PG&E
PCG
$39.9B
$247K 0.06%
4,039
+120
+3% +$7.62K
MCK icon
290
McKesson
MCK
$95.3B
$244K 0.06%
1,465
-13
-0.9% -$2.42K
HPE icon
291
Hewlett Packard
HPE
$63.7B
$243K 0.06%
18,403
-12,904
-41% -$159K
KHC icon
292
Kraft Heinz
KHC
$30.8B
$241K 0.05%
2,695
+230
+9% +$20.4K
BV
293
DELISTED
Bazaarvoice, Inc.
BV
$241K 0.05%
+40,805
New +$180K
GDV icon
294
Gabelli Dividend & Income Trust
GDV
$2.59B
$240K 0.05%
12,500
– –
APC
295
DELISTED
Anadarko Petroleum
APC
$240K 0.05%
3,789
+16
+0.4% +$892
MAR icon
296
Marriott International
MAR
$97.5B
$238K 0.05%
+3,542
New +$250K
PTVCB
297
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$236K 0.05%
+9,200
New +$239K
WTRG icon
298
Essential Utilities
WTRG
$11.2B
$231K 0.05%
7,565
+460
+6% +$14.9K
WFM
299
DELISTED
Whole Foods Market Inc
WFM
$231K 0.05%
8,164
-303
-4% -$9.33K
FBIN icon
300
Fortune Brands Innovations
FBIN
$5.99B
$230K 0.05%
+4,623
New +$242K
10 11
12
13 14

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.