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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRNO icon
251
Terreno Realty
TRNO
$7.68B
$805K 0.06%
14,065
+148
+1% +$8.82K
EIX icon
252
Edison International
EIX
$30.7B
$804K 0.06%
12,560
+1,165
+10% +$81.2K
LVS icon
253
Las Vegas Sands
LVS
$30.5B
$803K 0.06%
17,513
-2,797
-14% -$151K
CTVA icon
254
Corteva
CTVA
$59.7B
$802K 0.06%
15,672
-1,054
-6% -$55.8K
PSI icon
255
Invesco Semiconductors ETF
PSI
$2.44B
$798K 0.06%
18,649
-3,662
-16% -$164K
KR icon
256
Kroger
KR
$34.8B
$797K 0.06%
17,808
+2,743
+18% +$129K
ITA icon
257
iShares US Aerospace & Defense ETF
ITA
$14.2B
$789K 0.06%
7,433
– –
CDNS icon
258
Cadence Design Systems
CDNS
$90B
$784K 0.06%
3,348
-55
-2% -$12.9K
REGN icon
259
Regeneron Pharmaceuticals
REGN
$68.8B
$782K 0.06%
950
-148
-13% -$116K
SHEL icon
260
Shell
SHEL
$245B
$769K 0.06%
11,941
+333
+3% +$20.7K
MTB icon
261
M&T Bank
MTB
$36.2B
$767K 0.06%
6,063
+233
+4% +$30.4K
APD icon
262
Air Products & Chemicals
APD
$66.3B
$765K 0.06%
2,681
+39
+1% +$11.4K
AGNC icon
263
AGNC Investment
AGNC
$12.3B
$759K 0.06%
79,409
-51
-0.1% -$505
AZN icon
264
AstraZeneca
AZN
$263B
$752K 0.06%
5,554
+131
+2% +$17.9K
CHD icon
265
Church & Dwight Co
CHD
$23.1B
$745K 0.06%
8,128
-227
-3% -$21.7K
BUD icon
266
AB InBev
BUD
$158B
$745K 0.06%
13,466
+2,160
+19% +$122K
ENB icon
267
Enbridge
ENB
$124B
$742K 0.06%
22,323
+4,497
+25% +$160K
AWK icon
268
American Water Works
AWK
$26.3B
$739K 0.06%
5,969
+77
+1% +$10.8K
TRV icon
269
Travelers Companies
TRV
$80.8B
$735K 0.06%
4,501
-68
-1% -$11.4K
SNPS icon
270
Synopsys
SNPS
$71.5B
$729K 0.06%
1,588
+206
+15% +$92.2K
FTNT icon
271
Fortinet
FTNT
$112B
$729K 0.06%
12,424
+236
+2% +$15.6K
PRU icon
272
Prudential Financial
PRU
$41.7B
$727K 0.06%
7,658
+62
+0.8% +$5.87K
PSX icon
273
Phillips 66
PSX
$82.9B
$720K 0.05%
5,988
-749
-11% -$84.1K
MLM icon
274
Martin Marietta Materials
MLM
$33.6B
$719K 0.05%
1,751
+56
+3% +$24.8K
AI icon
275
C3.ai
AI
$1.27B
$716K 0.05%
28,055
-138
-0.5% -$4.61K
9 10
11
12 13

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.