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CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
(-9.9%)
Cap. Flow
-$48.5M
Cap. Flow
% of AUM
-12.2%
Top 10 Holdings %
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$5.37M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.44M |
| 3 |
Invesco Financial Preferred ETF
PGF
|
+$2.71M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$1.81M |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Expeditors International
EXPD
|
+$3.14M |
| 2 |
ARI
Apollo Commercial Real Estate
ARI
|
+$1.55M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$1.39M |
| 4 |
Simon Property Group
SPG
|
+$1.29M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.64% |
| 2 | Technology | 8.51% |
| 3 | Healthcare | 7.95% |
| 4 | Consumer Staples | 6.08% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
General Mills
GIS
$19.6B
| $262K | 0.07% |
4,238
-446
| -10% | -$27.6K |
|
252
ANI Pharmaceuticals
ANIP
$1.74B
| $261K | 0.07% |
4,304
-99
| -2% | -$6.05K |
|
253
BCE
BCE
$19.9B
| $261K | 0.07% |
6,032
-3,453
| -36% | -$152K |
|
254
DaVita
DVA
$14.9B
| $260K | 0.07% |
+4,048
| New | +$252K |
|
255
Emerson Electric
EMR
$79.8B
| $259K | 0.07% |
4,652
-1,102
| -19% | -$59.3K |
|
256
Schwab US Large- Cap ETF
SCHX
$71.1B
| $259K | 0.07% |
29,196
| – | – |
|
257
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
| $259K | 0.07% |
+5,353
| New | +$263K |
|
258
Zoetis
ZTS
$31.4B
| $257K | 0.06% |
4,804
-412
| -8% | -$20.9K |
|
259
Applied Materials
AMAT
$441B
| $255K | 0.06% |
7,894
-731
| -8% | -$22.2K |
|
|
WFM
260
DELISTED
Whole Foods Market Inc
WFM
| $251K | 0.06% |
8,164
| – | – |
|
261
Advanced Energy
AEIS
$12.8B
| $250K | 0.06% |
+4,568
| New | +$234K |
|
262
Gabelli Dividend & Income Trust
GDV
$2.58B
| $250K | 0.06% |
12,500
| – | – |
|
263
iShares Silver Trust
SLV
$27.9B
| $250K | 0.06% |
+16,575
| New | +$269K |
|
264
Genuine Parts
GPC
$16.6B
| $249K | 0.06% |
2,606
-253
| -9% | -$24.1K |
|
|
PRSU
265
Pursuit Attractions and Hospitality Inc
PRSU
$1.41B
| $249K | 0.06% |
+5,635
| New | +$233K |
|
266
DuPont de Nemours
DD
$18.8B
| $246K | 0.06% |
1,695
-914
| -35% | -$127K |
|
|
BPL
267
DELISTED
Buckeye Partners, L.P.
BPL
| $246K | 0.06% |
3,720
-1,080
| -23% | -$71.3K |
|
|
TUP
268
DELISTED
Tupperware Brands Corporation
TUP
| $244K | 0.06% |
4,636
| – | – |
|
269
iShares Core S&P US Growth ETF
IUSG
$31.4B
| $243K | 0.06% |
+5,650
| New | +$240K |
|
270
Amkor Technology
AMKR
$16.3B
| $242K | 0.06% |
+22,940
| New | +$244K |
|
271
S&P Global
SPGI
$125B
| $242K | 0.06% |
2,253
-1,890
| -46% | -$226K |
|
272
Nike
NKE
$62.3B
| $240K | 0.06% |
4,728
-3,160
| -40% | -$162K |
|
273
Ball Corp
BALL
$16.6B
| $239K | 0.06% |
+6,378
| New | +$247K |
|
274
Ecolab
ECL
$74.4B
| $239K | 0.06% |
2,040
+293
| +17% | +$34.3K |
|
275
Honeywell
HON
$78.4B
| $238K | 0.06% |
+2,272
| New | +$231K |
|
Similar funds
AP
BHC
BOK
SP
GCM
ZP
SHCM
MGP
Caprock Group's Q4 2016 Portfolio in Review
As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.
- Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
- Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
- Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
- Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
- Caprock Group opened 57 new positions and closed 82 in Q4 2016.
- Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.
Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.