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CG
Caprock Group Portfolio holdings
AUM
$4.12B
This Fund
S&P 500
This Quarter
Est. Return
+1.98%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$397M
AUM Growth
-$43.4M
(-9.9%)
Cap. Flow
-$48.5M
Cap. Flow
% of AUM
-12.2%
Top 10 Holdings %
Top 10 Hldgs %
32.96%
Holding
421
New
57
Increased
49
Reduced
203
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$5.37M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$3.44M |
| 3 |
Invesco Financial Preferred ETF
PGF
|
+$2.71M |
| 4 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$1.81M |
| 5 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Expeditors International
EXPD
|
+$3.14M |
| 2 |
ARI
Apollo Commercial Real Estate
ARI
|
+$1.55M |
| 3 |
Blackstone Mortgage Trust
BXMT
|
+$1.39M |
| 4 |
Simon Property Group
SPG
|
+$1.29M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$1.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.64% |
| 2 | Technology | 8.51% |
| 3 | Healthcare | 7.95% |
| 4 | Consumer Staples | 6.08% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Blackrock
BLK
$164B
| $299K | 0.08% |
787
-154
| -16% | -$56.5K |
|
|
CSW
227
CSW Industrials
CSW
$4.6B
| $299K | 0.08% |
8,110
| – | – |
|
228
iShares Russell 2000 Growth ETF
IWO
$14.7B
| $297K | 0.07% |
+1,928
| New | +$288K |
|
|
APEX
229
DELISTED
Apex Global Brands Inc. Common Stock
APEX
| $297K | 0.07% |
+943
| New | +$296K |
|
230
Booking.com
BKNG
$138B
| $296K | 0.07% |
5,050
-1,125
| -18% | -$67.2K |
|
231
Western Midstream Partners
WES
$19.4B
| $295K | 0.07% |
6,955
-23,166
| -77% | -$994K |
|
232
Sprott Physical Gold
PHYS
$14.9B
| $294K | 0.07% |
31,290
| – | – |
|
233
Amphenol
APH
$194B
| $293K | 0.07% |
+17,464
| New | +$291K |
|
234
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
| $291K | 0.07% |
7,154
-1,216
| -15% | -$49.1K |
|
235
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
| $290K | 0.07% |
+3,868
| New | +$273K |
|
236
Pembina Pipeline
PBA
$29.6B
| $290K | 0.07% |
9,249
-5,440
| -37% | -$164K |
|
237
Edwards Lifesciences
EW
$48.6B
| $289K | 0.07% |
9,249
-519
| -5% | -$16.8K |
|
238
Parker-Hannifin
PH
$122B
| $288K | 0.07% |
2,059
-142
| -6% | -$18.9K |
|
239
Thermo Fisher Scientific
TMO
$196B
| $287K | 0.07% |
2,036
-724
| -26% | -$107K |
|
240
Boston Scientific
BSX
$63.9B
| $281K | 0.07% |
12,979
-631
| -5% | -$13.8K |
|
|
TYG
241
Tortoise Energy Infrastructure Corp
TYG
$1.14B
| $280K | 0.07% |
2,278
-3,962
| -63% | -$480K |
|
242
Sysco
SYY
$39.3B
| $279K | 0.07% |
5,045
-14,282
| -74% | -$742K |
|
|
ESRX
243
DELISTED
Express Scripts Holding Company
ESRX
| $279K | 0.07% |
4,053
-2,744
| -40% | -$197K |
|
244
HSBC
HSBC
$354B
| $278K | 0.07% |
7,654
-8,880
| -54% | -$315K |
|
|
SPPP
245
Sprott Physical Platinum and Palladium Trust
SPPP
$581M
| $277K | 0.07% |
40,160
| – | – |
|
246
State Street
STT
$50.9B
| $277K | 0.07% |
+3,570
| New | +$269K |
|
247
Ford
F
$57.5B
| $275K | 0.07% |
22,695
-3,514
| -13% | -$42.6K |
|
248
Cameco
CCJ
$39.4B
| $274K | 0.07% |
26,180
+630
| +2% | +$5.69K |
|
249
Boeing
BA
$164B
| $267K | 0.07% |
1,712
| – | – |
|
250
Seacoast Banking Corp of Florida
SBCF
$3.25B
| $266K | 0.07% |
+12,056
| New | +$229K |
|
Similar funds
AP
BHC
BOK
SP
GCM
ZP
SHCM
MGP
Caprock Group's Q4 2016 Portfolio in Review
As of Q4 2016, Caprock Group held 421 positions worth $397M, down 9.9% from $441M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Caprock Group withdrew a net $48.5M in Q4 2016, closing 82 positions and reducing 203 holdings. Its most notable exit was Simon Property Group, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Caprock Group opened a new position in iShares Short-Term National Muni Bond ETF worth $1.37M.
- Caprock Group's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 13,026 shares worth $1.37M.
- Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2016, an estimated $5.37M increase.
- Caprock Group's biggest Q4 2016 reduction was Expeditors International, cutting an estimated $3.14M.
- Caprock Group fully exited Simon Property Group in Q4 2016, selling an estimated $1.29M.
- Caprock Group's ten largest holdings make up 33% of its $397M portfolio in Q4 2016.
- Caprock Group opened 57 new positions and closed 82 in Q4 2016.
- Caprock Group's portfolio value fell 9.9% quarter-over-quarter to $397M.
Based on Caprock Group's 13F filing for Q4 2016, filed 24 Jan 2017.