We are live on ! Find out more
CG

Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$30.6M
Cap. Flow
+$12.3M
Cap. Flow %
2.8%
Top 10 Hldgs %
28.05%
Holding
393
New
116
Increased
147
Reduced
81
Closed
29

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.34M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$2.12M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56M
4
PAGP icon
Plains GP Holdings
PAGP
+$1.2M
5
WDC icon
Western Digital
WDC
+$1.02M

Top Sells

Rank Stock Value
1
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$4.76M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.56M
3
IEV icon
iShares Europe ETF
IEV
+$3.13M
4
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.86M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.74M

Sector Composition

Rank Sector Weight
1 Healthcare 9.35%
2 Technology 8.83%
3 Financials 8.27%
4 Consumer Staples 6.33%
5 Industrials 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
226
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$361K 0.08%
6,047
– –
AZN icon
227
AstraZeneca
AZN
$263B
$355K 0.08%
5,400
+414
+8% +$27.1K
ALL icon
228
Allstate
ALL
$64.8B
$348K 0.08%
5,024
+12
+0.2% +$826
WES
229
DELISTED
Western Gas Partners Lp
WES
$345K 0.08%
6,273
-1,526
-20% -$76.4K
BPL
230
DELISTED
Buckeye Partners, L.P.
BPL
$344K 0.08%
4,800
-1,142
-19% -$81.3K
PHYS icon
231
Sprott Physical Gold
PHYS
$14.9B
$343K 0.08%
31,290
– –
SRE icon
232
Sempra
SRE
$60.8B
$343K 0.08%
6,398
+352
+6% +$19.2K
DD icon
233
DuPont de Nemours
DD
$18.9B
$342K 0.08%
2,609
+12
+0.5% +$1.6K
BLK icon
234
Blackrock
BLK
$164B
$341K 0.08%
941
+42
+5% +$15.3K
PM icon
235
Philip Morris
PM
$303B
$335K 0.08%
3,441
+1,000
+41% +$100K
XLY icon
236
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$335K 0.08%
8,370
+936
+13% +$37.7K
GPX
237
DELISTED
GP Strategies Corp.
GPX
$335K 0.08%
+13,600
New +$316K
AGG icon
238
iShares Core US Aggregate Bond ETF
AGG
$138B
$331K 0.08%
2,940
-173
-6% -$19.5K
PAY
239
DELISTED
Verifone Systems Inc
PAY
$327K 0.07%
+20,775
New +$377K
BSX icon
240
Boston Scientific
BSX
$63.9B
$324K 0.07%
+13,610
New +$325K
DHR icon
241
Danaher
DHR
$126B
$320K 0.07%
4,606
-1,100
-19% -$78K
F icon
242
Ford
F
$57.5B
$316K 0.07%
26,209
+585
+2% +$7.38K
EMR icon
243
Emerson Electric
EMR
$78.2B
$314K 0.07%
5,754
+427
+8% +$22.9K
TRV icon
244
Travelers Companies
TRV
$77.6B
$314K 0.07%
+2,745
New +$321K
UDR icon
245
UDR
UDR
$12.8B
$312K 0.07%
8,674
-900
-9% -$32.8K
WCG
246
DELISTED
Wellcare Health Plans, Inc.
WCG
$312K 0.07%
+2,668
New +$298K
SPPP
247
Sprott Physical Platinum and Palladium Trust
SPPP
$581M
$308K 0.07%
40,160
– –
IWD icon
248
iShares Russell 1000 Value ETF
IWD
$81.7B
$303K 0.07%
2,867
+9
+0.3% +$949
TUP
249
DELISTED
Tupperware Brands Corporation
TUP
$303K 0.07%
+4,636
New +$292K
CTXS
250
DELISTED
Citrix Systems Inc
CTXS
$300K 0.07%
+4,422
New +$301K
8 9
10
11 12

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2016 Portfolio in Review

As of Q3 2016, Caprock Group held 393 positions worth $441M, up 7.5% from $410M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Caprock Group's Q3 2016 filing shows 116 new, 147 increased, 81 reduced and 29 closed positions. Its largest new stake was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M. The largest sale was Vanguard S&P 500 Growth ETF, an estimated $4.76M.

By sector, the portfolio is most concentrated in Healthcare at 9.4% of assets, up from 8% a quarter earlier, followed by Technology and Financials.

  • Caprock Group's largest Q3 2016 buy was Invesco Financial Preferred ETF: 110,161 shares worth $2.1M.
  • Caprock Group added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q3 2016, an estimated $2.34M increase.
  • Caprock Group's biggest Q3 2016 reduction was iShares Russell 1000 ETF, cutting an estimated $3.56M.
  • Caprock Group fully exited Vanguard S&P 500 Growth ETF in Q3 2016, selling an estimated $4.76M.
  • Caprock Group's ten largest holdings make up 28% of its $441M portfolio in Q3 2016.
  • Caprock Group opened 116 new positions and closed 29 in Q3 2016.
  • Caprock Group's portfolio value rose 7.5% quarter-over-quarter to $441M.

Based on Caprock Group's 13F filing for Q3 2016, filed 15 Nov 2016.