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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.54%
2 Technology 18.34%
3 Financials 11.44%
4 Healthcare 10.61%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
201
DuPont de Nemours
DD
$17.3B
$484K 0.07%
5,169
+2,103
+69% +$198K
MKC icon
202
McCormick & Company Non-Voting
MKC
$13.4B
$480K 0.07%
6,342
– –
HUM icon
203
Humana
HUM
$46.2B
$470K 0.06%
966
– –
TMO icon
204
Thermo Fisher Scientific
TMO
$243B
$470K 0.06%
928
+521
+128% +$278K
CBOE icon
205
Cboe Global Markets
CBOE
$27.8B
$469K 0.06%
3,000
– –
SAM icon
206
Boston Beer
SAM
$1.77B
$467K 0.06%
1,200
– –
IWR icon
207
iShares Russell Mid-Cap ETF
IWR
$55.5B
$465K 0.06%
6,709
-1,031
-13% -$75.2K
PNC icon
208
PNC Financial Services
PNC
$92.6B
$464K 0.06%
3,776
-51
-1% -$6.42K
VTV icon
209
Vanguard Morningstar Value ETF
VTV
$190B
$460K 0.06%
3,334
+195
+6% +$27.9K
ISRG icon
210
Intuitive Surgical
ISRG
$135B
$455K 0.06%
1,557
+33
+2% +$10.3K
SO icon
211
Southern Company
SO
$99.8B
$450K 0.06%
6,953
-463
-6% -$32.1K
CLX icon
212
Clorox
CLX
$10.3B
$450K 0.06%
3,432
-346
-9% -$52.6K
PEG icon
213
Public Service Enterprise Group
PEG
$35.4B
$449K 0.06%
7,897
-415
-5% -$25.5K
UL icon
214
Unilever
UL
$134B
$444K 0.06%
7,997
-187
-2% -$10.8K
ANET icon
215
Arista Networks
ANET
$252B
$431K 0.06%
9,372
+5,720
+157% +$255K
MPC icon
216
Marathon Petroleum
MPC
$118B
$416K 0.06%
2,747
-547
-17% -$76.3K
SNY icon
217
Sanofi
SNY
$103B
$411K 0.06%
7,671
-1,367
-15% -$72.9K
EMN icon
218
Eastman Chemical
EMN
$7.57B
$409K 0.06%
5,325
– –
IWD icon
219
iShares Russell 1000 Value ETF
IWD
$82.6B
$405K 0.06%
2,670
-160
-6% -$25.4K
OTIS icon
220
Otis Worldwide
OTIS
$26.2B
$392K 0.05%
4,880
-162
-3% -$13.9K
HCA icon
221
HCA Healthcare
HCA
$92.9B
$391K 0.05%
1,590
-19
-1% -$5.2K
LRCX icon
222
Lam Research
LRCX
$337B
$391K 0.05%
6,240
-1,350
-18% -$88.7K
NVS icon
223
Novartis
NVS
$268B
$382K 0.05%
3,755
– –
XLC icon
224
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$381K 0.05%
5,806
-410
-7% -$27.3K
FAST icon
225
Fastenal
FAST
$56.4B
$375K 0.05%
13,728
+68
+0.5% +$1.93K
7 8
9
10 11

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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.