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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
201
DuPont de Nemours
DD
$19.1B
$484K 0.07%
5,169
+2,103
+69% +$198K
MKC icon
202
McCormick & Company Non-Voting
MKC
$13.8B
$480K 0.07%
6,342
– –
HUM icon
203
Humana
HUM
$46B
$470K 0.06%
966
– –
TMO icon
204
Thermo Fisher Scientific
TMO
$214B
$470K 0.06%
928
+521
+128% +$278K
CBOE icon
205
Cboe Global Markets
CBOE
$31B
$469K 0.06%
3,000
– –
SAM icon
206
Boston Beer
SAM
$1.95B
$467K 0.06%
1,200
– –
IWR icon
207
iShares Russell Mid-Cap ETF
IWR
$56.5B
$465K 0.06%
6,709
-1,031
-13% -$75.2K
PNC icon
208
PNC Financial Services
PNC
$100B
$464K 0.06%
3,776
-51
-1% -$6.42K
VTV icon
209
Vanguard Value ETF
VTV
$190B
$460K 0.06%
3,334
+195
+6% +$27.9K
ISRG icon
210
Intuitive Surgical
ISRG
$131B
$455K 0.06%
1,557
+33
+2% +$10.3K
SO icon
211
Southern Company
SO
$110B
$450K 0.06%
6,953
-463
-6% -$32.1K
CLX icon
212
Clorox
CLX
$12B
$450K 0.06%
3,432
-346
-9% -$52.6K
PEG icon
213
Public Service Enterprise Group
PEG
$39.7B
$449K 0.06%
7,897
-415
-5% -$25.5K
UL icon
214
Unilever
UL
$143B
$444K 0.06%
7,997
-187
-2% -$10.8K
ANET icon
215
Arista Networks
ANET
$210B
$431K 0.06%
9,372
+5,720
+157% +$255K
MPC icon
216
Marathon Petroleum
MPC
$89.7B
$416K 0.06%
2,747
-547
-17% -$76.3K
SNY icon
217
Sanofi
SNY
$108B
$411K 0.06%
7,671
-1,367
-15% -$72.9K
EMN icon
218
Eastman Chemical
EMN
$7.85B
$409K 0.06%
5,325
– –
IWD icon
219
iShares Russell 1000 Value ETF
IWD
$82.3B
$405K 0.06%
2,670
-160
-6% -$25.4K
OTIS icon
220
Otis Worldwide
OTIS
$28B
$392K 0.05%
4,880
-162
-3% -$13.9K
HCA icon
221
HCA Healthcare
HCA
$89.6B
$391K 0.05%
1,590
-19
-1% -$5.2K
LRCX icon
222
Lam Research
LRCX
$335B
$391K 0.05%
6,240
-1,350
-18% -$88.7K
NVS icon
223
Novartis
NVS
$303B
$382K 0.05%
3,755
– –
XLC icon
224
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$381K 0.05%
5,806
-410
-7% -$27.3K
FAST icon
225
Fastenal
FAST
$55.3B
$375K 0.05%
13,728
+68
+0.5% +$1.93K
7 8
9
10 11

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PTC
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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.