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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
201
Sanofi
SNY
$108B
$441K 0.06%
9,098
+200
+2% +$8.78K
WU icon
202
Western Union
WU
$2.61B
$438K 0.06%
31,829
-730
-2% -$10.1K
EMN icon
203
Eastman Chemical
EMN
$7.85B
$438K 0.06%
5,375
– –
EOG icon
204
EOG Resources
EOG
$74.1B
$430K 0.06%
3,320
– –
IWD icon
205
iShares Russell 1000 Value ETF
IWD
$82.3B
$429K 0.06%
2,830
– –
IWR icon
206
iShares Russell Mid-Cap ETF
IWR
$56.5B
$426K 0.06%
6,317
-2,076
-25% -$140K
GS icon
207
Goldman Sachs
GS
$308B
$423K 0.06%
1,233
-55
-4% -$19.1K
DFS
208
DELISTED
Discover Financial Services
DFS
$422K 0.06%
4,318
– –
ISRG icon
209
Intuitive Surgical
ISRG
$131B
$404K 0.06%
1,524
– –
GIS icon
210
General Mills
GIS
$20.2B
$398K 0.06%
4,749
+350
+8% +$28.5K
SAM icon
211
Boston Beer
SAM
$1.95B
$395K 0.06%
1,200
– –
MPC icon
212
Marathon Petroleum
MPC
$89.7B
$393K 0.06%
3,376
+298
+10% +$34K
INTU icon
213
Intuit
INTU
$86.3B
$389K 0.06%
999
– –
NXPI icon
214
NXP Semiconductors
NXPI
$66.4B
$387K 0.05%
2,450
– –
USB icon
215
US Bancorp
USB
$99.6B
$387K 0.05%
8,868
-784
-8% -$33.6K
GE icon
216
GE Aerospace
GE
$375B
$385K 0.05%
7,380
– –
CBOE icon
217
Cboe Global Markets
CBOE
$31B
$376K 0.05%
3,000
– –
HCA icon
218
HCA Healthcare
HCA
$89.6B
$375K 0.05%
1,561
+2
+0.1% +$448
NVS icon
219
Novartis
NVS
$303B
$363K 0.05%
4,005
-1,165
-23% -$98.1K
TGT icon
220
Target
TGT
$65.4B
$362K 0.05%
2,426
+200
+9% +$31.4K
OXY icon
221
Occidental Petroleum
OXY
$53.6B
$353K 0.05%
5,605
– –
MQY icon
222
BlackRock MuniYield Quality Fund
MQY
$811M
$349K 0.05%
30,089
-6,962
-19% -$78.7K
GLD icon
223
SPDR Gold Trust
GLD
$131B
$348K 0.05%
2,051
-310
-13% -$49.9K
SLY
224
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$343K 0.05%
4,178
– –
QCLN icon
225
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$586M
$343K 0.05%
7,276
-401
-5% -$22K
7 8
9
10 11

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.