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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
201
iShares MSCI EAFE ETF
EFA
$76.6B
$423K 0.06%
7,558
-300
-4% -$18.7K
UL icon
202
Unilever
UL
$144B
$413K 0.06%
8,380
-483
-5% -$25.2K
OTIS icon
203
Otis Worldwide
OTIS
$28.4B
$412K 0.06%
6,461
-17
-0.3% -$1.24K
MQY icon
204
BlackRock MuniYield Quality Fund
MQY
$809M
$409K 0.06%
37,051
– –
AEP icon
205
American Electric Power
AEP
$73.6B
$402K 0.06%
4,651
– –
MDT icon
206
Medtronic
MDT
$113B
$393K 0.06%
4,867
-578
-11% -$51.9K
NVS icon
207
Novartis
NVS
$304B
$393K 0.06%
5,170
-1
-0% -$83
DFS
208
DELISTED
Discover Financial Services
DFS
$393K 0.06%
4,318
-115
-3% -$11.6K
IEFA icon
209
iShares Core MSCI EAFE ETF
IEFA
$187B
$390K 0.06%
7,409
– –
USB icon
210
US Bancorp
USB
$99.6B
$389K 0.06%
9,652
+380
+4% +$17.6K
SAM icon
211
Boston Beer
SAM
$1.95B
$388K 0.06%
1,200
– –
INTU icon
212
Intuit
INTU
$86.4B
$387K 0.06%
999
– –
IWD icon
213
iShares Russell 1000 Value ETF
IWD
$82.3B
$385K 0.06%
2,830
– –
EMN icon
214
Eastman Chemical
EMN
$7.85B
$382K 0.06%
5,375
– –
GS icon
215
Goldman Sachs
GS
$304B
$377K 0.06%
1,288
– –
EOG icon
216
EOG Resources
EOG
$75.8B
$371K 0.06%
3,320
– –
IWP icon
217
iShares Russell Mid-Cap Growth ETF
IWP
$19.5B
$371K 0.06%
4,724
– –
GLD icon
218
SPDR Gold Trust
GLD
$131B
$365K 0.05%
2,361
-9,069
-79% -$1.46M
NXPI icon
219
NXP Semiconductors
NXPI
$66.3B
$361K 0.05%
2,450
– –
CBOE icon
220
Cboe Global Markets
CBOE
$31.1B
$352K 0.05%
3,000
– –
OXY icon
221
Occidental Petroleum
OXY
$54.6B
$344K 0.05%
5,605
– –
SNY icon
222
Sanofi
SNY
$108B
$338K 0.05%
8,898
+475
+6% +$21.2K
GIS icon
223
General Mills
GIS
$20.4B
$337K 0.05%
4,399
-85
-2% -$6.48K
FLOT icon
224
iShares Floating Rate Bond ETF
FLOT
$10.2B
$333K 0.05%
6,628
-1,960
-23% -$98.4K
TGT icon
225
Target
TGT
$66B
$330K 0.05%
2,226
– –
7 8
9
10 11

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.