We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
201
Fiserv Inc
FISV
$28.5B
$513K 0.06%
4,725
– –
AZO icon
202
AutoZone
AZO
$51.1B
$506K 0.06%
298
+8
+3% +$12.8K
MKC icon
203
McCormick & Company Non-Voting
MKC
$13.9B
$504K 0.06%
6,224
– –
SCHD icon
204
Schwab US Dividend Equity ETF
SCHD
$105B
$497K 0.06%
20,067
– –
NVS icon
205
Novartis
NVS
$304B
$496K 0.06%
6,061
-131
-2% -$11.8K
VOO icon
206
Vanguard S&P 500 ETF
VOO
$968B
$484K 0.06%
1,227
+135
+12% +$54.8K
QCLN icon
207
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$583M
$482K 0.06%
7,701
+1,697
+28% +$111K
NXPI icon
208
NXP Semiconductors
NXPI
$66.3B
$480K 0.06%
2,450
– –
SPYV icon
209
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$473K 0.06%
12,133
– –
TMUS icon
210
T-Mobile US
TMUS
$196B
$445K 0.06%
3,483
+1,891
+119% +$263K
IWD icon
211
iShares Russell 1000 Value ETF
IWD
$82.3B
$443K 0.06%
2,830
– –
VMW
212
DELISTED
VMware, Inc
VMW
$431K 0.05%
2,900
– –
XLU icon
213
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$429K 0.05%
13,424
– –
ASML icon
214
ASML
ASML
$604B
$428K 0.05%
575
– –
AMD icon
215
Advanced Micro Devices
AMD
$739B
$427K 0.05%
4,152
+1,238
+42% +$127K
SLY
216
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$396K 0.05%
4,178
– –
CI icon
217
Cigna
CI
$78.2B
$390K 0.05%
1,947
+192
+11% +$41.7K
GLD icon
218
SPDR Gold Trust
GLD
$131B
$389K 0.05%
2,366
-3,451
-59% -$578K
TXN icon
219
Texas Instruments
TXN
$256B
$386K 0.05%
2,010
+50
+3% +$9.53K
IBB icon
220
iShares Biotechnology ETF
IBB
$9.48B
$384K 0.05%
2,377
– –
VCSH icon
221
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$379K 0.05%
4,594
– –
VBK icon
222
Vanguard Small-Cap Growth ETF
VBK
$23B
$376K 0.05%
1,342
+139
+12% +$39.8K
CBOE icon
223
Cboe Global Markets
CBOE
$31.1B
$372K 0.05%
3,000
– –
LQD icon
224
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$367K 0.05%
2,757
– –
XLC icon
225
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$366K 0.05%
4,569
-270
-6% -$22.4K
7 8
9
10 11

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.