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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
201
Intuitive Surgical
ISRG
$130B
$392K 0.05%
1,590
– –
INTU icon
202
Intuit
INTU
$85.6B
$390K 0.05%
1,018
-100
-9% -$38.5K
AZO icon
203
AutoZone
AZO
$50.9B
$383K 0.05%
273
+101
+59% +$125K
META icon
204
Meta Platforms (Facebook)
META
$1.51T
$371K 0.05%
1,258
– –
IBB icon
205
iShares Biotechnology ETF
IBB
$9.55B
$358K 0.05%
2,377
+75
+3% +$11.9K
SPYV icon
206
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$355K 0.05%
+9,375
New +$339K
ASML icon
207
ASML
ASML
$608B
$355K 0.05%
575
– –
XLC icon
208
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$342K 0.05%
4,664
-181
-4% -$12.9K
PYPL icon
209
PayPal
PYPL
$51.4B
$340K 0.05%
1,399
– –
QCLN icon
210
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$335K 0.05%
4,879
+4,672
+2,257% +$359K
FAST icon
211
Fastenal
FAST
$55.2B
$333K 0.05%
13,258
+1,320
+11% +$31.6K
TXN icon
212
Texas Instruments
TXN
$253B
$333K 0.05%
1,760
-30
-2% -$5.21K
CGNX icon
213
Cognex
CGNX
$10B
$332K 0.05%
4,000
– –
DOW icon
214
Dow Inc
DOW
$20.8B
$329K 0.05%
5,145
-130
-2% -$7.78K
NUE icon
215
Nucor
NUE
$60.5B
$327K 0.05%
4,076
-683
-14% -$41.4K
GIS icon
216
General Mills
GIS
$20.1B
$327K 0.05%
5,328
– –
MPC icon
217
Marathon Petroleum
MPC
$89.3B
$321K 0.04%
6,002
-1,046
-15% -$52.8K
AEP icon
218
American Electric Power
AEP
$72.4B
$320K 0.04%
3,781
+115
+3% +$9.27K
CSX icon
219
CSX Corp
CSX
$94.2B
$312K 0.04%
9,705
-690
-7% -$21.1K
ALB icon
220
Albemarle
ALB
$13.3B
$307K 0.04%
2,104
+1,058
+101% +$170K
BIIB icon
221
Biogen
BIIB
$30.4B
$298K 0.04%
1,067
-241
-18% -$65K
FIS icon
222
Fidelity National Information Services
FIS
$23.2B
$298K 0.04%
2,117
+599
+39% +$81.8K
CBOE icon
223
Cboe Global Markets
CBOE
$31.1B
$296K 0.04%
3,000
– –
VBK icon
224
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$292K 0.04%
1,062
+641
+152% +$181K
VGT icon
225
Vanguard Information Technology ETF
VGT
$136B
$290K 0.04%
6,480
-360
-5% -$16.2K
7 8
9
10 11

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.