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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.5%
2 Technology 14.63%
3 Financials 10.39%
4 Healthcare 9.27%
5 Consumer Discretionary 9.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
201
Intuitive Surgical
ISRG
$135B
$392K 0.05%
1,590
– –
INTU icon
202
Intuit
INTU
$83.7B
$390K 0.05%
1,018
-100
-9% -$38.5K
AZO icon
203
AutoZone
AZO
$46.4B
$383K 0.05%
273
+101
+59% +$125K
META icon
204
Meta Platforms (Facebook)
META
$1.74T
$371K 0.05%
1,258
– –
IBB icon
205
iShares Biotechnology ETF
IBB
$10.5B
$358K 0.05%
2,377
+75
+3% +$11.9K
SPYV icon
206
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$355K 0.05%
+9,375
New +$339K
ASML icon
207
ASML
ASML
$626B
$355K 0.05%
575
– –
XLC icon
208
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$342K 0.05%
4,664
-181
-4% -$12.9K
PYPL icon
209
PayPal
PYPL
$45.3B
$340K 0.05%
1,399
– –
QCLN icon
210
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$553M
$335K 0.05%
4,879
+4,672
+2,257% +$359K
FAST icon
211
Fastenal
FAST
$56.4B
$333K 0.05%
13,258
+1,320
+11% +$31.6K
TXN icon
212
Texas Instruments
TXN
$236B
$333K 0.05%
1,760
-30
-2% -$5.21K
CGNX icon
213
Cognex
CGNX
$10.2B
$332K 0.05%
4,000
– –
DOW icon
214
Dow Inc
DOW
$21.3B
$329K 0.05%
5,145
-130
-2% -$7.78K
NUE icon
215
Nucor
NUE
$60.2B
$327K 0.05%
4,076
-683
-14% -$41.4K
GIS icon
216
General Mills
GIS
$19.6B
$327K 0.05%
5,328
– –
MPC icon
217
Marathon Petroleum
MPC
$118B
$321K 0.04%
6,002
-1,046
-15% -$52.8K
AEP icon
218
American Electric Power
AEP
$66.2B
$320K 0.04%
3,781
+115
+3% +$9.27K
CSX icon
219
CSX Corp
CSX
$88.7B
$312K 0.04%
9,705
-690
-7% -$21.1K
ALB icon
220
Albemarle
ALB
$13.6B
$307K 0.04%
2,104
+1,058
+101% +$170K
BIIB icon
221
Biogen
BIIB
$32.4B
$298K 0.04%
1,067
-241
-18% -$65K
FIS icon
222
Fidelity National Information Services
FIS
$18.8B
$298K 0.04%
2,117
+599
+39% +$81.8K
CBOE icon
223
Cboe Global Markets
CBOE
$27.8B
$296K 0.04%
3,000
– –
VBK icon
224
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23B
$292K 0.04%
1,062
+641
+152% +$181K
VGT icon
225
Vanguard Information Technology ETF
VGT
$149B
$290K 0.04%
6,480
-360
-5% -$16.2K
7 8
9
10 11

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USAA
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Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 28% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.