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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
176
Corning
GLW
$104B
$624K 0.09%
20,463
-343
-2% -$11.2K
TROW icon
177
T. Rowe Price
TROW
$25.9B
$621K 0.08%
5,920
-20
-0.3% -$2.25K
VYM icon
178
Vanguard High Dividend Yield ETF
VYM
$81.9B
$612K 0.08%
5,920
+875
+17% +$93.9K
ICE icon
179
Intercontinental Exchange
ICE
$86.4B
$608K 0.08%
5,525
-710
-11% -$81.3K
KLAC icon
180
KLA
KLAC
$250B
$604K 0.08%
13,160
– –
EFA icon
181
iShares MSCI EAFE ETF
EFA
$77B
$603K 0.08%
8,747
– –
HSY icon
182
Hershey
HSY
$36.8B
$597K 0.08%
2,985
– –
DEO icon
183
Diageo
DEO
$49.2B
$594K 0.08%
3,979
-179
-4% -$30K
SPYV icon
184
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$573K 0.08%
13,879
– –
CVS icon
185
CVS Health
CVS
$138B
$570K 0.08%
8,165
-6,006
-42% -$426K
TSLA icon
186
Tesla
TSLA
$1.21T
$568K 0.08%
2,271
-224
-9% -$57.5K
META icon
187
Meta Platforms (Facebook)
META
$1.52T
$568K 0.08%
1,891
+286
+18% +$86.2K
EXC icon
188
Exelon
EXC
$48.8B
$564K 0.08%
14,924
– –
YUM icon
189
Yum! Brands
YUM
$41.2B
$563K 0.08%
4,506
– –
WY icon
190
Weyerhaeuser
WY
$17.6B
$548K 0.07%
17,883
-295
-2% -$9.71K
XLV icon
191
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$543K 0.07%
4,220
-4,993
-54% -$663K
EA icon
192
Electronic Arts
EA
$52.4B
$538K 0.07%
4,467
+3,405
+321% +$429K
HYMB icon
193
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$535K 0.07%
22,442
-1,280
-5% -$31.6K
CIBR icon
194
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$523K 0.07%
11,507
+82
+0.7% +$3.76K
MDT icon
195
Medtronic
MDT
$111B
$512K 0.07%
6,536
+2,085
+47% +$175K
FISV
196
Fiserv Inc
FISV
$29.1B
$506K 0.07%
4,483
– –
INTU icon
197
Intuit
INTU
$86.3B
$504K 0.07%
987
– –
GE icon
198
GE Aerospace
GE
$375B
$502K 0.07%
5,686
-75
-1% -$6.74K
NFLX icon
199
Netflix
NFLX
$305B
$493K 0.07%
13,050
+7,560
+138% +$320K
CI icon
200
Cigna
CI
$79B
$491K 0.07%
1,718
-100
-6% -$28.5K
6 7
8
9 10

Similar funds

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Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.