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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
176
Vanguard High Dividend Yield ETF
VYM
$81.9B
$625K 0.09%
5,772
-39
-0.7% -$4.15K
PPG icon
177
PPG Industries
PPG
$27.2B
$624K 0.09%
4,963
– –
PNC icon
178
PNC Financial Services
PNC
$100B
$620K 0.09%
3,923
-164
-4% -$25.8K
AMD icon
179
Advanced Micro Devices
AMD
$752B
$613K 0.09%
9,471
+35
+0.4% +$2.31K
KLAC icon
180
KLA
KLAC
$250B
$613K 0.09%
16,250
– –
CLX icon
181
Clorox
CLX
$12B
$612K 0.09%
4,361
-50
-1% -$7.1K
CI icon
182
Cigna
CI
$79B
$602K 0.09%
1,818
– –
HYMB icon
183
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$594K 0.08%
24,262
-5,188
-18% -$126K
WY icon
184
Weyerhaeuser
WY
$17.6B
$592K 0.08%
19,093
-1,500
-7% -$46.5K
EFA icon
185
iShares MSCI EAFE ETF
EFA
$77B
$581K 0.08%
8,847
+1,289
+17% +$80.7K
TFC icon
186
Truist Financial
TFC
$64.4B
$579K 0.08%
13,446
-1,711
-11% -$75.1K
YUM icon
187
Yum! Brands
YUM
$41.2B
$577K 0.08%
4,506
– –
MRSH
188
Marsh
MRSH
$90.4B
$572K 0.08%
3,456
-388
-10% -$63.4K
XLV icon
189
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$553K 0.08%
4,071
+43
+1% +$5.7K
SPYV icon
190
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$540K 0.08%
13,879
– –
UL icon
191
Unilever
UL
$143B
$528K 0.07%
9,314
+934
+11% +$50K
CIBR icon
192
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$527K 0.07%
13,616
+724
+6% +$28.7K
MKC icon
193
McCormick & Company Non-Voting
MKC
$13.8B
$516K 0.07%
6,224
– –
OTIS icon
194
Otis Worldwide
OTIS
$28B
$501K 0.07%
6,397
-64
-1% -$4.72K
CEG icon
195
Constellation Energy
CEG
$93.3B
$499K 0.07%
5,791
-111
-2% -$9.99K
ESG icon
196
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$492K 0.07%
5,353
+425
+9% +$39.3K
LULU icon
197
lululemon athletica
LULU
$13.7B
$487K 0.07%
1,521
– –
FISV
198
Fiserv Inc
FISV
$29.1B
$478K 0.07%
4,725
– –
IEFA icon
199
iShares Core MSCI EAFE ETF
IEFA
$188B
$457K 0.06%
7,409
– –
AEP icon
200
American Electric Power
AEP
$72.9B
$442K 0.06%
4,651
– –
6 7
8
9 10

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.