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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
176
Analog Devices
ADI
$180B
$647K 0.08%
3,864
-252
-6% -$42.3K
SYY icon
177
Sysco
SYY
$40.8B
$631K 0.08%
8,041
-625
-7% -$47.7K
PSX icon
178
Phillips 66
PSX
$82.4B
$630K 0.08%
8,990
– –
OTIS icon
179
Otis Worldwide
OTIS
$28B
$614K 0.08%
7,468
-705
-9% -$62K
SAM icon
180
Boston Beer
SAM
$1.95B
$612K 0.08%
1,200
– –
TGT icon
181
Target
TGT
$65.4B
$611K 0.08%
2,671
-25
-0.9% -$6.26K
MSI icon
182
Motorola Solutions
MSI
$73.1B
$600K 0.08%
2,581
+125
+5% +$29K
HSY icon
183
Hershey
HSY
$36.8B
$598K 0.08%
3,535
+835
+31% +$148K
XLE icon
184
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$596K 0.08%
22,870
+22,080
+2,795% +$547K
LULU icon
185
lululemon athletica
LULU
$13.7B
$588K 0.07%
1,453
+390
+37% +$156K
USB icon
186
US Bancorp
USB
$99.6B
$585K 0.07%
9,837
+10
+0.1% +$569
VYM icon
187
Vanguard High Dividend Yield ETF
VYM
$81.9B
$581K 0.07%
5,618
+150
+3% +$15.9K
WFC icon
188
Wells Fargo
WFC
$263B
$571K 0.07%
12,297
+2,398
+24% +$111K
MRSH
189
Marsh
MRSH
$90.4B
$570K 0.07%
3,766
– –
NUE icon
190
Nucor
NUE
$60.2B
$555K 0.07%
5,638
+652
+13% +$69.3K
EMN icon
191
Eastman Chemical
EMN
$7.85B
$544K 0.07%
5,400
+5,000
+1,250% +$552K
KLAC icon
192
KLA
KLAC
$250B
$544K 0.07%
16,250
– –
MQY icon
193
BlackRock MuniYield Quality Fund
MQY
$811M
$540K 0.07%
33,308
-1,871
-5% -$31.3K
INTU icon
194
Intuit
INTU
$86.3B
$539K 0.07%
999
-19
-2% -$10.2K
LRCX icon
195
Lam Research
LRCX
$335B
$533K 0.07%
9,370
– –
IWP icon
196
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$529K 0.07%
4,724
– –
ISRG icon
197
Intuitive Surgical
ISRG
$131B
$528K 0.07%
1,593
– –
TSLA icon
198
Tesla
TSLA
$1.21T
$527K 0.07%
2,037
+81
+4% +$19.1K
META icon
199
Meta Platforms (Facebook)
META
$1.52T
$514K 0.07%
1,515
-50
-3% -$18K
XLV icon
200
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$514K 0.07%
4,037
+100
+3% +$13.2K
6 7
8
9 10

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.