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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
176
Intercontinental Exchange
ICE
$86.2B
$496K 0.08%
4,302
-653
-13% -$67.8K
URI icon
177
United Rentals
URI
$69.9B
$493K 0.07%
2,127
– –
IWP icon
178
iShares Russell Mid-Cap Growth ETF
IWP
$19.5B
$485K 0.07%
4,724
– –
XLV icon
179
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$468K 0.07%
4,123
-1,635
-28% -$178K
SCHD icon
180
Schwab US Dividend Equity ETF
SCHD
$105B
$462K 0.07%
21,597
-246
-1% -$4.99K
NOC icon
181
Northrop Grumman
NOC
$78.7B
$460K 0.07%
1,511
+75
+5% +$22.9K
TSLA icon
182
Tesla
TSLA
$1.2T
$457K 0.07%
1,944
+144
+8% +$24.6K
MRSH
183
Marsh
MRSH
$90.2B
$445K 0.07%
3,800
– –
LQD icon
184
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$444K 0.07%
3,217
-180
-5% -$24.5K
PRU icon
185
Prudential Financial
PRU
$43.1B
$441K 0.07%
5,645
+653
+13% +$47.2K
ISRG icon
186
Intuitive Surgical
ISRG
$131B
$434K 0.07%
1,590
– –
INTU icon
187
Intuit
INTU
$86.6B
$425K 0.06%
1,118
-60
-5% -$21.1K
XLU icon
188
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$421K 0.06%
13,424
– –
KLAC icon
189
KLA
KLAC
$247B
$421K 0.06%
16,250
– –
MSI icon
190
Motorola Solutions
MSI
$72.4B
$418K 0.06%
2,456
– –
VMW
191
DELISTED
VMware, Inc
VMW
$407K 0.06%
2,900
– –
IYH icon
192
iShares US Healthcare ETF
IYH
$3.47B
$407K 0.06%
8,270
+2,975
+56% +$140K
AMP icon
193
Ameriprise Financial
AMP
$48.2B
$404K 0.06%
2,078
-1
-0% -$179
BAX icon
194
Baxter International
BAX
$12.6B
$394K 0.06%
4,915
– –
TGT icon
195
Target
TGT
$65.9B
$393K 0.06%
2,226
– –
NXPI icon
196
NXP Semiconductors
NXPI
$66.1B
$390K 0.06%
2,450
– –
UL icon
197
Unilever
UL
$144B
$388K 0.06%
5,718
+4,185
+273% +$284K
IWD icon
198
iShares Russell 1000 Value ETF
IWD
$82.3B
$387K 0.06%
2,830
– –
CI icon
199
Cigna
CI
$78.4B
$370K 0.06%
1,776
– –
IBB icon
200
iShares Biotechnology ETF
IBB
$9.48B
$349K 0.05%
2,302
-270
-10% -$38.6K
6 7
8
9 10

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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.