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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
151
iShares US Medical Devices ETF
IHI
$3.15B
$816K 0.11%
16,833
-1,185
-7% -$63K
MCHP icon
152
Microchip Technology
MCHP
$41B
$814K 0.11%
10,431
+207
+2% +$17.3K
RQI icon
153
Cohen & Steers Quality Income Realty Fund
RQI
$1.73B
$785K 0.11%
77,537
-14,523
-16% -$166K
PKG icon
154
Packaging Corp of America
PKG
$22.7B
$778K 0.11%
5,064
-134
-3% -$19.6K
NXPI icon
155
NXP Semiconductors
NXPI
$66.5B
$776K 0.11%
3,882
+1,162
+43% +$240K
JNK icon
156
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$757K 0.1%
8,378
-574
-6% -$52.6K
MSI icon
157
Motorola Solutions
MSI
$71.5B
$749K 0.1%
2,753
-32
-1% -$9.11K
BIV icon
158
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$745K 0.1%
10,300
-2,961
-22% -$219K
VBR icon
159
Vanguard Small-Cap Value ETF
VBR
$37.5B
$738K 0.1%
4,628
+131
+3% +$21.9K
XLF icon
160
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$734K 0.1%
22,128
-131
-0.6% -$4.51K
PSX icon
161
Phillips 66
PSX
$83.5B
$729K 0.1%
6,070
+50
+0.8% +$5.61K
ADI icon
162
Analog Devices
ADI
$177B
$726K 0.1%
4,148
+123
+3% +$22.7K
HYD icon
163
VanEck High Yield Muni ETF
HYD
$4.45B
$721K 0.1%
14,701
-2,497
-15% -$126K
GLDM icon
164
SPDR Gold MiniShares Trust
GLDM
$27.3B
$701K 0.1%
19,132
+4,885
+34% +$187K
LULU icon
165
lululemon athletica
LULU
$13.7B
$682K 0.09%
1,768
+215
+14% +$82.1K
MRSH
166
Marsh
MRSH
$90.4B
$669K 0.09%
3,514
-25
-0.7% -$4.79K
PPG icon
167
PPG Industries
PPG
$27.3B
$660K 0.09%
5,084
+86
+2% +$12.1K
SHW icon
168
Sherwin-Williams
SHW
$86.6B
$656K 0.09%
2,572
-121
-4% -$32.4K
D icon
169
Dominion Energy
D
$62.6B
$653K 0.09%
14,615
-2,417
-14% -$120K
BAB icon
170
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$649K 0.09%
25,679
+24,529
+2,133% +$637K
PXD
171
DELISTED
Pioneer Natural Resource Co.
PXD
$641K 0.09%
2,794
+2,194
+366% +$499K
MCK icon
172
McKesson
MCK
$103B
$636K 0.09%
1,463
+1,169
+398% +$493K
NVG icon
173
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$636K 0.09%
61,690
-19,713
-24% -$222K
IWN icon
174
iShares Russell 2000 Value ETF
IWN
$14.4B
$635K 0.09%
4,687
-145
-3% -$20.8K
CEG icon
175
Constellation Energy
CEG
$93.5B
$626K 0.09%
5,736
– –
5 6
7
8 9

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.