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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
151
Diageo
DEO
$49.1B
$762K 0.11%
4,487
-124
-3% -$22.2K
XLY icon
152
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$756K 0.11%
10,616
+174
+2% +$13.6K
TROW icon
153
T. Rowe Price
TROW
$25.9B
$734K 0.11%
6,991
-40
-0.6% -$4.77K
DHR icon
154
Danaher
DHR
$146B
$723K 0.11%
3,158
+197
+7% +$48.2K
VUG icon
155
Vanguard Growth ETF
VUG
$213B
$718K 0.11%
20,124
-300
-1% -$12.1K
NUE icon
156
Nucor
NUE
$59.5B
$717K 0.11%
6,698
+352
+6% +$44.2K
HYMB icon
157
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$706K 0.1%
29,450
– –
HSY icon
158
Hershey
HSY
$37.7B
$691K 0.1%
3,135
– –
AFL icon
159
Aflac
AFL
$65.7B
$691K 0.1%
12,287
– –
IWN icon
160
iShares Russell 2000 Value ETF
IWN
$14.4B
$677K 0.1%
5,250
-160
-3% -$23.1K
IJH icon
161
iShares Core S&P Mid-Cap ETF
IJH
$122B
$666K 0.1%
15,190
-200
-1% -$9.67K
MSI icon
162
Motorola Solutions
MSI
$71.5B
$665K 0.1%
2,968
+412
+16% +$97.2K
TFC icon
163
Truist Financial
TFC
$64.1B
$660K 0.1%
15,157
+484
+3% +$23.3K
ICE icon
164
Intercontinental Exchange
ICE
$85.5B
$654K 0.1%
7,241
+142
+2% +$14.2K
CARR icon
165
Carrier Global
CARR
$54.9B
$651K 0.1%
18,304
-430
-2% -$16.9K
IWM icon
166
iShares Russell 2000 ETF
IWM
$79.9B
$646K 0.1%
3,915
-106
-3% -$19.3K
PSX icon
167
Phillips 66
PSX
$83.5B
$635K 0.09%
7,868
+427
+6% +$36.4K
XLF icon
168
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$628K 0.09%
20,679
– –
VBR icon
169
Vanguard Small-Cap Value ETF
VBR
$37.5B
$622K 0.09%
4,340
-254
-6% -$40.3K
PNC icon
170
PNC Financial Services
PNC
$100B
$611K 0.09%
4,087
+187
+5% +$30.3K
TSLA icon
171
Tesla
TSLA
$1.2T
$608K 0.09%
2,292
+129
+6% +$36K
AMD icon
172
Advanced Micro Devices
AMD
$738B
$598K 0.09%
9,436
+275
+3% +$23.4K
SO icon
173
Southern Company
SO
$111B
$594K 0.09%
8,738
-372
-4% -$28.2K
MCHP icon
174
Microchip Technology
MCHP
$41B
$591K 0.09%
9,682
– –
WY icon
175
Weyerhaeuser
WY
$17.8B
$588K 0.09%
20,593
– –
5 6
7
8 9

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.