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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
151
iShares Russell 2000 Value ETF
IWN
$14.5B
$889K 0.1%
5,354
– –
HDV
152
iShares Core High Dividend ETF
HDV
$14.8B
$887K 0.1%
43,920
– –
PEG icon
153
Public Service Enterprise Group
PEG
$39.5B
$875K 0.1%
13,108
+475
+4% +$30.1K
DHR icon
154
Danaher
DHR
$140B
$864K 0.1%
2,961
+9
+0.3% +$2.48K
TFC icon
155
Truist Financial
TFC
$64.4B
$862K 0.1%
14,725
+181
+1% +$11.1K
WM icon
156
Waste Management
WM
$96.6B
$861K 0.1%
5,158
+128
+3% +$20.6K
MCHP icon
157
Microchip Technology
MCHP
$41.4B
$860K 0.1%
9,882
-1,130
-10% -$91.4K
SHW icon
158
Sherwin-Williams
SHW
$87.5B
$850K 0.1%
2,415
+12
+0.5% +$3.88K
PPG icon
159
PPG Industries
PPG
$27B
$837K 0.1%
4,851
+61
+1% +$9.8K
IJH icon
160
iShares Core S&P Mid-Cap ETF
IJH
$123B
$820K 0.09%
14,485
– –
COP icon
161
ConocoPhillips
COP
$139B
$817K 0.09%
11,314
+176
+2% +$12.8K
XLF icon
162
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
$813K 0.09%
20,814
+125
+0.6% +$4.91K
XLY icon
163
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$806K 0.09%
7,888
+36
+0.5% +$3.59K
PNC icon
164
PNC Financial Services
PNC
$100B
$802K 0.09%
4,001
+171
+4% +$34.8K
AFL icon
165
Aflac
AFL
$65.7B
$788K 0.09%
13,487
– –
EEM icon
166
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$773K 0.09%
15,818
-254
-2% -$12.8K
TSLA icon
167
Tesla
TSLA
$1.21T
$739K 0.09%
2,097
+60
+3% +$20.1K
IWR icon
168
iShares Russell Mid-Cap ETF
IWR
$56.4B
$721K 0.08%
8,683
+100
+1% +$8.21K
WU icon
169
Western Union
WU
$2.58B
$714K 0.08%
39,998
-10,142
-20% -$187K
URI icon
170
United Rentals
URI
$68.4B
$707K 0.08%
2,127
– –
SO icon
171
Southern Company
SO
$110B
$705K 0.08%
10,284
-200
-2% -$12.8K
AMD icon
172
Advanced Micro Devices
AMD
$744B
$702K 0.08%
4,877
+725
+17% +$97.5K
KLAC icon
173
KLA
KLAC
$250B
$699K 0.08%
16,250
– –
PKG icon
174
Packaging Corp of America
PKG
$22.5B
$692K 0.08%
5,079
– –
EFA icon
175
iShares MSCI EAFE ETF
EFA
$76.8B
$686K 0.08%
8,714
+31
+0.4% +$2.46K
5 6
7
8 9

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.