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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
151
iShares MSCI Emerging Markets ETF
EEM
$27.7B
$810K 0.1%
16,072
-650
-4% -$33.8K
DHR icon
152
Danaher
DHR
$146B
$797K 0.1%
2,952
– –
NOC icon
153
Northrop Grumman
NOC
$79.9B
$795K 0.1%
2,208
+100
+5% +$36.1K
XLF icon
154
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$776K 0.1%
20,689
– –
HYMB icon
155
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$775K 0.1%
25,844
+954
+4% +$29K
PEG icon
156
Public Service Enterprise Group
PEG
$40B
$769K 0.1%
12,633
-19
-0.2% -$1.19K
IJH icon
157
iShares Core S&P Mid-Cap ETF
IJH
$122B
$762K 0.1%
14,485
– –
COP icon
158
ConocoPhillips
COP
$142B
$755K 0.1%
11,138
+350
+3% +$20.2K
WM icon
159
Waste Management
WM
$97.4B
$751K 0.1%
5,030
+2,296
+84% +$344K
PNC icon
160
PNC Financial Services
PNC
$100B
$749K 0.09%
3,830
+132
+4% +$24.9K
URI icon
161
United Rentals
URI
$70.7B
$746K 0.09%
2,127
– –
ICE icon
162
Intercontinental Exchange
ICE
$85.5B
$723K 0.09%
6,295
+695
+12% +$82.5K
GNRC icon
163
Generac Holdings
GNRC
$11.4B
$707K 0.09%
1,729
+375
+28% +$161K
XLY icon
164
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$705K 0.09%
7,852
+3,324
+73% +$302K
AFL icon
165
Aflac
AFL
$65.7B
$703K 0.09%
13,487
– –
PKG icon
166
Packaging Corp of America
PKG
$22.7B
$698K 0.09%
5,079
-41
-0.8% -$5.85K
MDT icon
167
Medtronic
MDT
$113B
$689K 0.09%
5,500
-100
-2% -$12.9K
PPG icon
168
PPG Industries
PPG
$27.3B
$685K 0.09%
4,790
-108
-2% -$17.3K
UL icon
169
Unilever
UL
$144B
$679K 0.09%
11,137
+807
+8% +$51.4K
EFA icon
170
iShares MSCI EAFE ETF
EFA
$76.3B
$677K 0.09%
8,683
+1,065
+14% +$85.2K
PANW icon
171
Palo Alto Networks
PANW
$255B
$676K 0.09%
8,466
+2,754
+48% +$193K
SHW icon
172
Sherwin-Williams
SHW
$86.6B
$672K 0.09%
2,403
– –
IWR icon
173
iShares Russell Mid-Cap ETF
IWR
$56.2B
$671K 0.08%
8,583
+2,775
+48% +$222K
VTIP icon
174
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$669K 0.08%
12,721
+380
+3% +$19.9K
SO icon
175
Southern Company
SO
$111B
$650K 0.08%
10,484
+284
+3% +$18.3K
5 6
7
8 9

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.