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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
151
Phillips 66
PSX
$82.9B
$735K 0.1%
9,015
+130
+1% +$10.2K
CARR icon
152
Carrier Global
CARR
$53.7B
$726K 0.1%
17,197
+211
+1% +$8.2K
CVS icon
153
CVS Health
CVS
$139B
$702K 0.1%
9,325
+1,538
+20% +$112K
URI icon
154
United Rentals
URI
$69B
$700K 0.1%
2,127
– –
PEG icon
155
Public Service Enterprise Group
PEG
$39.6B
$699K 0.1%
11,606
-451
-4% -$26K
PNC icon
156
PNC Financial Services
PNC
$100B
$696K 0.1%
3,966
+322
+9% +$53.1K
SYY icon
157
Sysco
SYY
$40.7B
$682K 0.1%
8,666
+125
+1% +$9.69K
MDT icon
158
Medtronic
MDT
$111B
$680K 0.09%
5,756
-117
-2% -$13.7K
MNST icon
159
Monster Beverage
MNST
$95.4B
$653K 0.09%
14,338
+1,278
+10% +$57.3K
ALL icon
160
Allstate
ALL
$69.1B
$649K 0.09%
5,650
– –
ADI icon
161
Analog Devices
ADI
$180B
$646K 0.09%
4,166
+13
+0.3% +$2K
AFL icon
162
Aflac
AFL
$65.7B
$639K 0.09%
12,487
– –
SO icon
163
Southern Company
SO
$110B
$637K 0.09%
10,252
-319
-3% -$19.1K
PKG icon
164
Packaging Corp of America
PKG
$22.7B
$636K 0.09%
4,731
+333
+8% +$45.4K
NOC icon
165
Northrop Grumman
NOC
$78.3B
$629K 0.09%
1,943
+432
+29% +$130K
COP icon
166
ConocoPhillips
COP
$138B
$613K 0.09%
11,569
-1,335
-10% -$65.8K
VTIP icon
167
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$606K 0.08%
11,765
– –
DHR icon
168
Danaher
DHR
$140B
$594K 0.08%
2,977
– –
LRCX icon
169
Lam Research
LRCX
$337B
$588K 0.08%
9,870
-750
-7% -$40.9K
IWR icon
170
iShares Russell Mid-Cap ETF
IWR
$56.4B
$583K 0.08%
7,884
+3,128
+66% +$226K
EFA icon
171
iShares MSCI EAFE ETF
EFA
$76.9B
$578K 0.08%
7,618
– –
VYM icon
172
Vanguard High Dividend Yield ETF
VYM
$81.9B
$564K 0.08%
5,578
– –
FISV
173
Fiserv Inc
FISV
$29B
$562K 0.08%
4,725
– –
UL icon
174
Unilever
UL
$143B
$562K 0.08%
8,954
+3,236
+57% +$206K
MKC icon
175
McCormick & Company Non-Voting
MKC
$13.8B
$555K 0.08%
6,224
– –
5 6
7
8 9

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.