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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
151
Deere & Co
DE
$171B
$592K 0.1%
3,769
– –
HDV
152
iShares Core High Dividend ETF
HDV
$14.9B
$585K 0.1%
36,035
+1,020
+3% +$16.5K
ROP icon
153
Roper Technologies
ROP
$39.1B
$582K 0.1%
1,498
+175
+13% +$62.7K
PNC icon
154
PNC Financial Services
PNC
$100B
$579K 0.1%
5,505
-131
-2% -$13.8K
BAX icon
155
Baxter International
BAX
$12.6B
$578K 0.1%
6,715
– –
CARR icon
156
Carrier Global
CARR
$55.1B
$574K 0.1%
+25,821
New +$480K
AFL icon
157
Aflac
AFL
$65.8B
$574K 0.1%
15,923
– –
EFA icon
158
iShares MSCI EAFE ETF
EFA
$76.6B
$573K 0.1%
9,418
-200
-2% -$11.6K
MKC icon
159
McCormick & Company Non-Voting
MKC
$13.8B
$564K 0.09%
6,292
– –
VTIP icon
160
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$560K 0.09%
11,170
+325
+3% +$16.1K
IWM icon
161
iShares Russell 2000 ETF
IWM
$80B
$557K 0.09%
3,891
+139
+4% +$18.2K
VUG icon
162
Vanguard Growth ETF
VUG
$214B
$556K 0.09%
16,518
– –
ALL icon
163
Allstate
ALL
$69.5B
$548K 0.09%
5,650
– –
NKE icon
164
Nike
NKE
$63.4B
$546K 0.09%
5,567
-954
-15% -$88.1K
GLW icon
165
Corning
GLW
$101B
$534K 0.09%
20,608
-1,295
-6% -$29.4K
IJH icon
166
iShares Core S&P Mid-Cap ETF
IJH
$123B
$533K 0.09%
14,985
-1,550
-9% -$51.5K
IHI icon
167
iShares US Medical Devices ETF
IHI
$3.15B
$532K 0.09%
12,060
+4,470
+59% +$191K
AMAT icon
168
Applied Materials
AMAT
$377B
$527K 0.09%
8,725
-28
-0.3% -$1.51K
IWN icon
169
iShares Russell 2000 Value ETF
IWN
$14.5B
$526K 0.09%
5,396
-246
-4% -$22.4K
ZBH icon
170
Zimmer Biomet
ZBH
$18.6B
$516K 0.09%
4,453
-643
-13% -$74.1K
ITA icon
171
iShares US Aerospace & Defense ETF
ITA
$14.4B
$516K 0.09%
6,260
– –
ADI icon
172
Analog Devices
ADI
$179B
$501K 0.08%
4,084
– –
UPS icon
173
United Parcel Service
UPS
$91.4B
$500K 0.08%
4,495
-87
-2% -$8.69K
CVS icon
174
CVS Health
CVS
$138B
$499K 0.08%
7,674
+135
+2% +$8.5K
XLV icon
175
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$492K 0.08%
4,921
-1,757
-26% -$173K
5 6
7
8 9

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.