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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
126
Schwab US Dividend Equity ETF
SCHD
$105B
$1.16M 0.16%
45,876
+10,962
+31% +$271K
CMCSA icon
127
Comcast
CMCSA
$83.9B
$1.14M 0.16%
32,629
-653
-2% -$21.6K
TMUS icon
128
T-Mobile US
TMUS
$199B
$1.08M 0.15%
7,737
+794
+11% +$114K
IHI icon
129
iShares US Medical Devices ETF
IHI
$3.15B
$1.06M 0.15%
20,236
+754
+4% +$38.3K
XLU icon
130
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$1.06M 0.15%
30,098
+16,490
+121% +$561K
D icon
131
Dominion Energy
D
$62.6B
$1.04M 0.15%
17,032
+479
+3% +$30.1K
GLW icon
132
Corning
GLW
$102B
$1.04M 0.15%
32,587
-603
-2% -$19.6K
AMAT icon
133
Applied Materials
AMAT
$378B
$1.03M 0.15%
10,583
-478
-4% -$45.9K
IWF icon
134
iShares Russell 1000 Growth ETF
IWF
$118B
$1.02M 0.14%
19,124
– –
WFC icon
135
Wells Fargo
WFC
$262B
$1.02M 0.14%
24,756
-950
-4% -$42K
BND icon
136
Vanguard Total Bond Market
BND
$158B
$1.01M 0.14%
14,062
-175
-1% -$12.5K
NIC icon
137
Nicolet Bankshares
NIC
$3.56B
$1M 0.14%
12,578
– –
MDLZ icon
138
Mondelez International
MDLZ
$80.5B
$995K 0.14%
14,936
-949
-6% -$60K
NVG icon
139
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$976K 0.14%
80,365
-16,523
-17% -$194K
HYG icon
140
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$975K 0.14%
13,241
– –
LOW icon
141
Lowe's Companies
LOW
$123B
$959K 0.14%
4,812
+173
+4% +$34.6K
AZO icon
142
AutoZone
AZO
$51.4B
$942K 0.13%
382
+22
+6% +$53.2K
HDV
143
iShares Core High Dividend ETF
HDV
$14.9B
$936K 0.13%
44,920
– –
JNK icon
144
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$932K 0.13%
10,358
-644
-6% -$58.2K
HYD icon
145
VanEck High Yield Muni ETF
HYD
$4.45B
$920K 0.13%
18,198
-300
-2% -$15.2K
WM icon
146
Waste Management
WM
$97.4B
$903K 0.13%
5,759
-158
-3% -$25.4K
AFL icon
147
Aflac
AFL
$65.7B
$849K 0.12%
11,795
-492
-4% -$32.9K
PANW icon
148
Palo Alto Networks
PANW
$255B
$844K 0.12%
12,104
+96
+0.8% +$7.71K
SPYG icon
149
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.9B
$832K 0.12%
16,415
-99
-0.6% -$5.15K
VOO icon
150
Vanguard S&P 500 ETF
VOO
$965B
$822K 0.12%
2,339
– –
4 5
6
7 8

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PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.