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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
126
Broadcom
AVGO
$1.77T
$1.01M 0.15%
22,730
+970
+4% +$49.6K
IWF icon
127
iShares Russell 1000 Growth ETF
IWF
$118B
$1.01M 0.15%
19,124
– –
PANW icon
128
Palo Alto Networks
PANW
$255B
$983K 0.15%
12,008
+878
+8% +$76K
CMCSA icon
129
Comcast
CMCSA
$84B
$976K 0.15%
33,282
+325
+1% +$12.2K
SYY icon
130
Sysco
SYY
$41.3B
$976K 0.15%
13,803
-72
-0.5% -$6K
JNK icon
131
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$967K 0.14%
11,002
-363
-3% -$33.8K
GLW icon
132
Corning
GLW
$102B
$963K 0.14%
33,190
+373
+1% +$12.6K
WM icon
133
Waste Management
WM
$97.4B
$948K 0.14%
5,917
+288
+5% +$47.5K
HYG icon
134
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$945K 0.14%
13,241
-140
-1% -$10.6K
ORCL icon
135
Oracle
ORCL
$333B
$938K 0.14%
15,357
+122
+0.8% +$8.93K
TMUS icon
136
T-Mobile US
TMUS
$199B
$932K 0.14%
6,943
+2,347
+51% +$330K
HYD icon
137
VanEck High Yield Muni ETF
HYD
$4.45B
$924K 0.14%
18,498
– –
IHI icon
138
iShares US Medical Devices ETF
IHI
$3.15B
$919K 0.14%
19,482
+220
+1% +$11.4K
AMAT icon
139
Applied Materials
AMAT
$378B
$906K 0.13%
11,061
-90
-0.8% -$8.68K
NIC icon
140
Nicolet Bankshares
NIC
$3.56B
$886K 0.13%
12,578
– –
LOW icon
141
Lowe's Companies
LOW
$122B
$871K 0.13%
4,639
-50
-1% -$9.74K
MDLZ icon
142
Mondelez International
MDLZ
$80.5B
$871K 0.13%
15,885
+594
+4% +$36.9K
XLC icon
143
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$862K 0.13%
18,003
+793
+5% +$43.6K
NKE icon
144
Nike
NKE
$63.1B
$840K 0.12%
10,110
+145
+1% +$15.6K
SPYG icon
145
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.9B
$827K 0.12%
16,514
+60
+0.4% +$3.38K
HDV
146
iShares Core High Dividend ETF
HDV
$14.9B
$820K 0.12%
44,920
– –
SCHD icon
147
Schwab US Dividend Equity ETF
SCHD
$105B
$773K 0.11%
34,914
+7,503
+27% +$182K
AZO icon
148
AutoZone
AZO
$51.4B
$771K 0.11%
360
+22
+7% +$47.9K
VOO icon
149
Vanguard S&P 500 ETF
VOO
$965B
$768K 0.11%
2,339
-226
-9% -$82.5K
PEG icon
150
Public Service Enterprise Group
PEG
$40B
$763K 0.11%
13,569
– –
4 5
6
7 8

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.