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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
126
Valero Energy
VLO
$88.8B
$1.04M 0.14%
14,477
-565
-4% -$38.4K
AVGO icon
127
Broadcom
AVGO
$1.81T
$998K 0.14%
21,530
– –
IHI icon
128
iShares US Medical Devices ETF
IHI
$3.14B
$996K 0.14%
18,090
+2,010
+13% +$111K
IWF icon
129
iShares Russell 1000 Growth ETF
IWF
$119B
$994K 0.14%
16,356
– –
VUG icon
130
Vanguard Growth ETF
VUG
$215B
$961K 0.13%
22,422
+3,402
+18% +$146K
NKE icon
131
Nike
NKE
$63.8B
$956K 0.13%
7,191
+1,938
+37% +$269K
MCHP icon
132
Microchip Technology
MCHP
$41.1B
$949K 0.13%
12,234
-20
-0.2% -$1.49K
CLX icon
133
Clorox
CLX
$12.1B
$945K 0.13%
4,897
-152
-3% -$29.3K
DEO icon
134
Diageo
DEO
$49.4B
$942K 0.13%
5,736
+24
+0.4% +$3.93K
LOW icon
135
Lowe's Companies
LOW
$122B
$930K 0.13%
4,889
+916
+23% +$157K
NVG icon
136
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$917K 0.13%
54,231
-2,258
-4% -$37.7K
TFC icon
137
Truist Financial
TFC
$64.7B
$911K 0.13%
15,627
+1,370
+10% +$75.1K
UPS icon
138
United Parcel Service
UPS
$89.8B
$910K 0.13%
5,356
+604
+13% +$97.7K
GD icon
139
General Dynamics
GD
$106B
$901K 0.13%
4,960
-25
-0.5% -$4.08K
IWM icon
140
iShares Russell 2000 ETF
IWM
$80.4B
$887K 0.12%
4,016
+170
+4% +$37.1K
WY icon
141
Weyerhaeuser
WY
$17.8B
$885K 0.12%
24,852
+400
+2% +$13.6K
VTI icon
142
Vanguard Total Stock Market ETF
VTI
$656B
$872K 0.12%
4,218
-10
-0.2% -$2.02K
XLF icon
143
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$859K 0.12%
25,221
+6,061
+32% +$195K
IWN icon
144
iShares Russell 2000 Value ETF
IWN
$14.5B
$854K 0.12%
5,354
– –
PRU icon
145
Prudential Financial
PRU
$43B
$841K 0.12%
9,228
+3,583
+63% +$307K
VBR icon
146
Vanguard Small-Cap Value ETF
VBR
$37.7B
$814K 0.11%
4,917
-30
-0.6% -$4.72K
MDLZ icon
147
Mondelez International
MDLZ
$80.2B
$803K 0.11%
13,715
-620
-4% -$35K
HYMB icon
148
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$773K 0.11%
26,070
+400
+2% +$11.9K
HDV
149
iShares Core High Dividend ETF
HDV
$14.7B
$772K 0.11%
40,670
+10,175
+33% +$186K
IJH icon
150
iShares Core S&P Mid-Cap ETF
IJH
$123B
$754K 0.11%
14,485
– –
4 5
6
7 8

Similar funds

SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.