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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
126
Valero Energy
VLO
$90.6B
$851K 0.13%
15,042
-5,752
-28% -$282K
MCHP icon
127
Microchip Technology
MCHP
$41B
$846K 0.13%
12,254
-190
-2% -$11.8K
LIN icon
128
Linde
LIN
$241B
$839K 0.13%
3,184
– –
MDLZ icon
129
Mondelez International
MDLZ
$80.8B
$838K 0.13%
14,335
-218
-1% -$12.5K
SCHW
130
Charles Schwab
SCHW
$182B
$826K 0.12%
15,570
-100
-0.6% -$4.53K
VTI icon
131
Vanguard Total Stock Market ETF
VTI
$652B
$823K 0.12%
4,228
-51
-1% -$9.32K
WY icon
132
Weyerhaeuser
WY
$17.8B
$820K 0.12%
24,452
-1,090
-4% -$32.8K
VUG icon
133
Vanguard Growth ETF
VUG
$213B
$803K 0.12%
19,020
-300
-2% -$12K
UPS icon
134
United Parcel Service
UPS
$91B
$800K 0.12%
4,752
+694
+17% +$117K
GLW icon
135
Corning
GLW
$101B
$760K 0.12%
21,116
+477
+2% +$16.9K
HYMB icon
136
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$757K 0.11%
25,670
– –
IWM icon
137
iShares Russell 2000 ETF
IWM
$79.9B
$754K 0.11%
3,846
-9
-0.2% -$1.57K
AMAT icon
138
Applied Materials
AMAT
$379B
$747K 0.11%
8,655
+10
+0.1% +$739
NKE icon
139
Nike
NKE
$63.4B
$743K 0.11%
5,253
-293
-5% -$38.8K
GD icon
140
General Dynamics
GD
$106B
$742K 0.11%
4,985
-367
-7% -$53.6K
IWN icon
141
iShares Russell 2000 Value ETF
IWN
$14.4B
$705K 0.11%
5,354
– –
VBR icon
142
Vanguard Small-Cap Value ETF
VBR
$37.5B
$704K 0.11%
4,947
-150
-3% -$19.4K
PEG icon
143
Public Service Enterprise Group
PEG
$40.1B
$703K 0.11%
12,057
+125
+1% +$7.28K
MDT icon
144
Medtronic
MDT
$113B
$688K 0.1%
5,873
+212
+4% +$23.3K
TFC icon
145
Truist Financial
TFC
$64.2B
$683K 0.1%
14,257
-805
-5% -$36.4K
IJH icon
146
iShares Core S&P Mid-Cap ETF
IJH
$123B
$666K 0.1%
14,485
– –
NVS icon
147
Novartis
NVS
$304B
$663K 0.1%
7,020
-144
-2% -$12.6K
SO icon
148
Southern Company
SO
$111B
$649K 0.1%
10,571
-150
-1% -$9.02K
CARR icon
149
Carrier Global
CARR
$55.1B
$641K 0.1%
16,986
-1,361
-7% -$49.3K
LOW icon
150
Lowe's Companies
LOW
$123B
$638K 0.1%
3,973
+161
+4% +$26.2K
4 5
6
7 8

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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.