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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
126
iShares Russell 1000 Growth ETF
IWF
$118B
$785K 0.13%
16,356
– –
AOS icon
127
A.O. Smith
AOS
$8.86B
$770K 0.13%
16,340
– –
VNQ icon
128
Vanguard Real Estate ETF
VNQ
$40.2B
$743K 0.12%
9,456
-322
-3% -$24.4K
OTIS icon
129
Otis Worldwide
OTIS
$28.5B
$739K 0.12%
+12,997
New +$673K
HYMB icon
130
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$735K 0.12%
26,070
-2,100
-7% -$56.9K
VYM icon
131
Vanguard High Dividend Yield ETF
VYM
$81.8B
$722K 0.12%
9,162
-1,565
-15% -$122K
XLF icon
132
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$710K 0.12%
30,698
+5,550
+22% +$126K
MDT icon
133
Medtronic
MDT
$113B
$697K 0.12%
7,604
-51
-0.7% -$4.89K
SO icon
134
Southern Company
SO
$111B
$690K 0.12%
13,308
+720
+6% +$40K
WFC icon
135
Wells Fargo
WFC
$262B
$688K 0.12%
26,889
-1,200
-4% -$32.8K
AVGO icon
136
Broadcom
AVGO
$1.77T
$688K 0.12%
21,810
– –
LIN icon
137
Linde
LIN
$240B
$679K 0.11%
3,199
+150
+5% +$29K
AMT icon
138
American Tower
AMT
$81.8B
$669K 0.11%
2,586
+75
+3% +$18.6K
MCHP icon
139
Microchip Technology
MCHP
$41B
$668K 0.11%
12,692
-250
-2% -$11.2K
VTI icon
140
Vanguard Total Stock Market ETF
VTI
$652B
$667K 0.11%
4,258
– –
VBR icon
141
Vanguard Small-Cap Value ETF
VBR
$37.5B
$655K 0.11%
6,126
-450
-7% -$45.2K
MS icon
142
Morgan Stanley
MS
$327B
$648K 0.11%
13,425
-2,519
-16% -$106K
NVS icon
143
Novartis
NVS
$303B
$645K 0.11%
7,384
-225
-3% -$19.4K
SAM icon
144
Boston Beer
SAM
$1.96B
$644K 0.11%
1,200
– –
TLT icon
145
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
$616K 0.1%
3,759
+751
+25% +$124K
WY icon
146
Weyerhaeuser
WY
$17.8B
$610K 0.1%
27,178
-12,895
-32% -$261K
AMP icon
147
Ameriprise Financial
AMP
$47.9B
$604K 0.1%
4,027
– –
DHR icon
148
Danaher
DHR
$146B
$603K 0.1%
3,845
– –
PEG icon
149
Public Service Enterprise Group
PEG
$40B
$598K 0.1%
12,170
-80
-0.7% -$3.99K
LOW icon
150
Lowe's Companies
LOW
$122B
$598K 0.1%
4,427
-10
-0.2% -$1.14K
4 5
6
7 8

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SL
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.