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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
101
Intel
INTC
$462B
$1.57M 0.21%
44,271
-4,072
-8% -$142K
SCHD icon
102
Schwab US Dividend Equity ETF
SCHD
$103B
$1.57M 0.21%
66,594
+1,818
+3% +$44.6K
COP icon
103
ConocoPhillips
COP
$141B
$1.56M 0.21%
13,061
+350
+3% +$40.6K
DE icon
104
Deere & Co
DE
$169B
$1.52M 0.21%
4,023
+15
+0.4% +$6.19K
EMXC icon
105
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$1.51M 0.21%
30,331
+5,599
+23% +$291K
AMAT icon
106
Applied Materials
AMAT
$410B
$1.49M 0.2%
10,769
+76
+0.7% +$10.9K
ORCL icon
107
Oracle
ORCL
$345B
$1.48M 0.2%
13,999
– –
OUSA icon
108
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$1.48M 0.2%
35,220
-842
-2% -$36.9K
BDX icon
109
Becton Dickinson
BDX
$43.8B
$1.46M 0.2%
5,662
-164
-3% -$44.3K
BA icon
110
Boeing
BA
$167B
$1.46M 0.2%
7,608
-220
-3% -$48.1K
PANW icon
111
Palo Alto Networks
PANW
$259B
$1.43M 0.19%
12,164
-208
-2% -$24.6K
MO icon
112
Altria Group
MO
$122B
$1.41M 0.19%
33,546
-674
-2% -$29.8K
ALL icon
113
Allstate
ALL
$67.3B
$1.39M 0.19%
12,442
– –
LIN icon
114
Linde
LIN
$234B
$1.37M 0.19%
3,673
-171
-4% -$65.1K
CHD icon
115
Church & Dwight Co
CHD
$23.4B
$1.35M 0.18%
14,748
– –
ECL icon
116
Ecolab
ECL
$76.4B
$1.34M 0.18%
7,912
-291
-4% -$52.9K
DVY icon
117
iShares Select Dividend ETF
DVY
$23.8B
$1.33M 0.18%
12,313
+18
+0.1% +$2.05K
PFF icon
118
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.32M 0.18%
43,690
-5,594
-11% -$171K
TIP icon
119
iShares TIPS Bond ETF
TIP
$14.5B
$1.23M 0.17%
11,882
-2,541
-18% -$269K
STZ icon
120
Constellation Brands
STZ
$22.2B
$1.23M 0.17%
4,896
-142
-3% -$37.1K
DIS icon
121
Walt Disney
DIS
$168B
$1.22M 0.17%
15,033
-6,810
-31% -$582K
NOC icon
122
Northrop Grumman
NOC
$77.8B
$1.16M 0.16%
2,643
+36
+1% +$15.8K
GD icon
123
General Dynamics
GD
$105B
$1.16M 0.16%
5,239
-114
-2% -$25.2K
CMCSA icon
124
Comcast
CMCSA
$80.9B
$1.16M 0.16%
26,088
-2,767
-10% -$124K
ALB icon
125
Albemarle
ALB
$13.7B
$1.13M 0.15%
6,669
+65
+1% +$12.9K
3 4
5
6 7

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.