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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
101
T. Rowe Price
TROW
$26B
$1.42M 0.2%
8,297
-250
-3% -$41K
CL icon
102
Colgate-Palmolive
CL
$75.1B
$1.42M 0.2%
18,036
– –
TJX icon
103
TJX Companies
TJX
$177B
$1.37M 0.19%
20,681
+77
+0.4% +$5.15K
WRB icon
104
W.R. Berkley
WRB
$28.5B
$1.36M 0.19%
40,552
– –
AXP icon
105
American Express
AXP
$227B
$1.34M 0.19%
9,473
-1,464
-13% -$193K
PFF icon
106
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.34M 0.19%
34,831
+1,360
+4% +$51.6K
CHD icon
107
Church & Dwight Co
CHD
$23.8B
$1.33M 0.19%
15,211
-350
-2% -$29.2K
D icon
108
Dominion Energy
D
$62.7B
$1.3M 0.18%
17,134
+1,223
+8% +$88.8K
BND icon
109
Vanguard Total Bond Market
BND
$158B
$1.29M 0.18%
15,284
-581
-4% -$50.1K
HYD icon
110
VanEck High Yield Muni ETF
HYD
$4.46B
$1.29M 0.18%
20,827
-29
-0.1% -$1.8K
STZ icon
111
Constellation Brands
STZ
$22.6B
$1.29M 0.18%
5,669
+33
+0.6% +$7.44K
AMAT icon
112
Applied Materials
AMAT
$381B
$1.29M 0.18%
9,630
+975
+11% +$108K
ADP icon
113
Automatic Data Processing
ADP
$107B
$1.28M 0.18%
6,767
+461
+7% +$80K
DE icon
114
Deere & Co
DE
$172B
$1.27M 0.18%
3,393
-292
-8% -$95.8K
JNK icon
115
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$1.25M 0.17%
11,527
+153
+1% +$16.6K
DVY icon
116
iShares Select Dividend ETF
DVY
$24.1B
$1.25M 0.17%
10,982
+87
+0.8% +$9.19K
HYG icon
117
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.23M 0.17%
14,123
+11,365
+412% +$989K
GLD icon
118
SPDR Gold Trust
GLD
$131B
$1.2M 0.17%
7,529
-4,765
-39% -$801K
SCHW
119
Charles Schwab
SCHW
$184B
$1.16M 0.16%
17,792
+2,222
+14% +$135K
AMT icon
120
American Tower
AMT
$81.3B
$1.15M 0.16%
4,793
+2,317
+94% +$516K
ORCL icon
121
Oracle
ORCL
$347B
$1.08M 0.15%
15,362
-820
-5% -$53.1K
GLW icon
122
Corning
GLW
$104B
$1.06M 0.15%
24,278
+3,162
+15% +$122K
NIC icon
123
Nicolet Bankshares
NIC
$3.61B
$1.05M 0.15%
12,578
-15,948
-56% -$1.21M
MS icon
124
Morgan Stanley
MS
$334B
$1.05M 0.15%
13,467
+926
+7% +$71K
LIN icon
125
Linde
LIN
$240B
$1.04M 0.15%
3,716
+532
+17% +$138K
3 4
5
6 7

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.