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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHD icon
101
Church & Dwight Co
CHD
$23.4B
$1.36M 0.21%
15,561
+558
+4% +$49.4K
AXP icon
102
American Express
AXP
$226B
$1.32M 0.2%
10,937
-2,921
-21% -$324K
TROW icon
103
T. Rowe Price
TROW
$25.5B
$1.29M 0.2%
8,547
-16
-0.2% -$2.29K
PFF icon
104
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.29M 0.2%
33,471
-1,717
-5% -$64.2K
HYD icon
105
VanEck High Yield Muni ETF
HYD
$4.45B
$1.28M 0.19%
20,856
-50
-0.2% -$3.02K
LPLA icon
106
LPL Financial
LPLA
$26.5B
$1.26M 0.19%
12,121
-491
-4% -$44.1K
BX icon
107
Blackstone
BX
$106B
$1.25M 0.19%
19,228
+2,525
+15% +$147K
JNK icon
108
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$1.24M 0.19%
11,374
-1,233
-10% -$131K
STZ icon
109
Constellation Brands
STZ
$22.2B
$1.23M 0.19%
5,636
+63
+1% +$12.4K
WRB icon
110
W.R. Berkley
WRB
$28.1B
$1.2M 0.18%
40,552
– –
D icon
111
Dominion Energy
D
$61.8B
$1.2M 0.18%
15,911
-950
-6% -$75.5K
SAM icon
112
Boston Beer
SAM
$1.91B
$1.19M 0.18%
1,200
– –
ADP icon
113
Automatic Data Processing
ADP
$102B
$1.11M 0.17%
6,306
+312
+5% +$51.2K
DVY icon
114
iShares Select Dividend ETF
DVY
$23.8B
$1.05M 0.16%
10,895
– –
ORCL icon
115
Oracle
ORCL
$345B
$1.05M 0.16%
16,182
+200
+1% +$11.9K
CLX icon
116
Clorox
CLX
$11.8B
$1.02M 0.15%
5,049
-761
-13% -$157K
DE icon
117
Deere & Co
DE
$169B
$991K 0.15%
3,685
-24
-0.6% -$5.96K
IWF icon
118
iShares Russell 1000 Growth ETF
IWF
$120B
$986K 0.15%
16,356
– –
EEM icon
119
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$985K 0.15%
19,055
+1,030
+6% +$49.5K
NVG icon
120
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$948K 0.14%
56,489
-1,081
-2% -$17.4K
AVGO icon
121
Broadcom
AVGO
$1.82T
$943K 0.14%
21,530
– –
ROP icon
122
Roper Technologies
ROP
$37.1B
$939K 0.14%
2,179
+490
+29% +$201K
DEO icon
123
Diageo
DEO
$47.3B
$907K 0.14%
5,712
-78
-1% -$11.6K
IHI icon
124
iShares US Medical Devices ETF
IHI
$3.06B
$877K 0.13%
16,080
+3,456
+27% +$181K
MS icon
125
Morgan Stanley
MS
$337B
$859K 0.13%
12,541
+916
+8% +$52.6K
3 4
5
6 7

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.