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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
IBM
IBM
$204B
$2.21M 0.3%
15,772
-282
-2% -$40.1K
AVGO icon
77
Broadcom
AVGO
$1.82T
$2.2M 0.3%
26,440
+1,030
+4% +$89.3K
RTX icon
78
RTX Corp
RTX
$294B
$2.19M 0.3%
30,475
-1,052
-3% -$90.1K
VIG icon
79
Vanguard Dividend Appreciation ETF
VIG
$112B
$2.18M 0.3%
14,021
+1,580
+13% +$256K
IWF icon
80
iShares Russell 1000 Growth ETF
IWF
$120B
$2.01M 0.27%
30,256
-708
-2% -$48.9K
ROP icon
81
Roper Technologies
ROP
$37.1B
$2M 0.27%
4,140
-333
-7% -$163K
APD icon
82
Air Products & Chemicals
APD
$65.2B
$2M 0.27%
7,040
– –
QCOM icon
83
Qualcomm
QCOM
$179B
$1.98M 0.27%
17,807
-643
-3% -$74.6K
PRU icon
84
Prudential Financial
PRU
$42.3B
$1.97M 0.27%
20,813
+595
+3% +$56.3K
ADP icon
85
Automatic Data Processing
ADP
$102B
$1.97M 0.27%
8,209
-58
-0.7% -$14.1K
ITW icon
86
Illinois Tool Works
ITW
$81.9B
$1.91M 0.26%
8,300
+315
+4% +$76.9K
MS icon
87
Morgan Stanley
MS
$337B
$1.85M 0.25%
22,591
-371
-2% -$32.2K
WEC icon
88
WEC Energy
WEC
$37.1B
$1.83M 0.25%
22,698
-857
-4% -$74.5K
WRB icon
89
W.R. Berkley
WRB
$28.1B
$1.83M 0.25%
43,161
– –
PH icon
90
Parker-Hannifin
PH
$124B
$1.83M 0.25%
4,688
-10
-0.2% -$4.02K
NSC icon
91
Norfolk Southern
NSC
$77.1B
$1.8M 0.25%
9,131
-540
-6% -$117K
KMB icon
92
Kimberly-Clark
KMB
$37B
$1.79M 0.24%
14,826
-722
-5% -$93.3K
VTIP icon
93
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.79M 0.24%
37,842
-10,660
-22% -$504K
AXP icon
94
American Express
AXP
$226B
$1.74M 0.24%
11,648
+3
+0% +$491
SBUX icon
95
Starbucks
SBUX
$118B
$1.7M 0.23%
18,600
-1,398
-7% -$137K
CMI icon
96
Cummins
CMI
$91.3B
$1.67M 0.23%
7,316
-335
-4% -$80.9K
TMUS icon
97
T-Mobile US
TMUS
$190B
$1.65M 0.22%
11,747
+2,253
+24% +$312K
TJX icon
98
TJX Companies
TJX
$173B
$1.63M 0.22%
18,386
-1,651
-8% -$145K
IJJ icon
99
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$1.62M 0.22%
16,035
-1,812
-10% -$194K
AMT icon
100
American Tower
AMT
$77.7B
$1.57M 0.21%
9,574
-1,022
-10% -$187K
2 3
4
5 6

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.