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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
76
Alphabet (Google) Class C
GOOG
$3.99T
$2.47M 0.31%
18,540
-120
-0.6% -$16.5K
BRK.A icon
77
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.47M 0.31%
6
– –
ECL icon
78
Ecolab
ECL
$76.4B
$2.43M 0.31%
11,665
+363
+3% +$79.6K
QCOM icon
79
Qualcomm
QCOM
$179B
$2.35M 0.3%
18,201
+432
+2% +$61.3K
IVV icon
80
iShares Core S&P 500 ETF
IVV
$869B
$2.32M 0.29%
5,394
+145
+3% +$64.3K
ROP icon
81
Roper Technologies
ROP
$37.1B
$2.31M 0.29%
5,173
+814
+19% +$390K
BA icon
82
Boeing
BA
$167B
$2.26M 0.29%
10,292
-7
-0.1% -$1.56K
XLK icon
83
State Street Technology Select Sector SPDR ETF
XLK
$114B
$2.23M 0.28%
29,878
+3,706
+14% +$286K
ED icon
84
Consolidated Edison
ED
$41.1B
$2.07M 0.26%
28,473
-314
-1% -$23.4K
AXP icon
85
American Express
AXP
$226B
$2.05M 0.26%
12,254
+2,846
+30% +$476K
WEC icon
86
WEC Energy
WEC
$37.1B
$2M 0.25%
22,700
+714
+3% +$67K
AON icon
87
Aon
AON
$78.4B
$1.95M 0.25%
6,826
-685
-9% -$184K
PFF icon
88
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.95M 0.25%
50,235
+10,122
+25% +$397K
VIG icon
89
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.94M 0.25%
12,654
+5
+0% +$797
RQI icon
90
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$1.93M 0.24%
129,781
+4,791
+4% +$76.5K
IJJ icon
91
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$1.91M 0.24%
18,562
– –
NVG icon
92
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$1.9M 0.24%
110,706
+54,313
+96% +$966K
ITW icon
93
Illinois Tool Works
ITW
$81.9B
$1.85M 0.23%
8,969
+92
+1% +$20.7K
OUSA icon
94
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$1.8M 0.23%
43,295
-50
-0.1% -$2.17K
APD icon
95
Air Products & Chemicals
APD
$65.2B
$1.76M 0.22%
6,888
-636
-8% -$176K
MO icon
96
Altria Group
MO
$122B
$1.75M 0.22%
38,399
-3,485
-8% -$168K
CMI icon
97
Cummins
CMI
$91.3B
$1.74M 0.22%
7,740
+254
+3% +$59.5K
MS icon
98
Morgan Stanley
MS
$337B
$1.73M 0.22%
17,756
+4,345
+32% +$431K
LPLA icon
99
LPL Financial
LPLA
$26.5B
$1.69M 0.21%
10,767
-583
-5% -$83.7K
BDX icon
100
Becton Dickinson
BDX
$43.8B
$1.57M 0.2%
6,564
+816
+14% +$200K
2 3
4
5 6

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SL
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.