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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$764M
AUM Growth
+$47M
Cap. Flow
+$7.53M
Cap. Flow %
0.98%
Top 10 Hldgs %
30.59%
Holding
760
New
50
Increased
150
Reduced
148
Closed
23

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.37M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.01M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.49M
5
AMT icon
American Tower
AMT
+$667K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.98M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$993K
3
AAPL icon
Apple
AAPL
+$906K
4
MA icon
Mastercard
MA
+$721K
5
AMZN icon
Amazon
AMZN
+$688K

Sector Composition

Rank Sector Weight
1 Technology 15.12%
2 Financials 10.37%
3 Consumer Discretionary 9.08%
4 Healthcare 9.03%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
76
Zoetis
ZTS
$33.1B
$2.4M 0.31%
12,893
-461
-3% -$80.1K
SBUX icon
77
Starbucks
SBUX
$120B
$2.35M 0.31%
21,043
+2,637
+14% +$298K
GOOG icon
78
Alphabet (Google) Class C
GOOG
$4.01T
$2.34M 0.31%
18,660
-260
-1% -$31K
ECL icon
79
Ecolab
ECL
$79.1B
$2.33M 0.3%
11,302
-777
-6% -$169K
IVV icon
80
iShares Core S&P 500 ETF
IVV
$868B
$2.26M 0.3%
5,249
– –
APD icon
81
Air Products & Chemicals
APD
$65.8B
$2.16M 0.28%
7,524
+35
+0.5% +$10.3K
ED icon
82
Consolidated Edison
ED
$41.6B
$2.06M 0.27%
28,787
-1,972
-6% -$151K
ROP icon
83
Roper Technologies
ROP
$38.5B
$2.05M 0.27%
4,359
+542
+14% +$240K
AMT icon
84
American Tower
AMT
$80.2B
$2M 0.26%
7,411
+2,618
+55% +$667K
MO icon
85
Altria Group
MO
$126B
$2M 0.26%
41,884
-2,356
-5% -$116K
ITW icon
86
Illinois Tool Works
ITW
$85.3B
$1.98M 0.26%
8,877
+97
+1% +$22.2K
RQI icon
87
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.96M 0.26%
124,990
-829
-0.7% -$12.5K
VIG icon
88
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.96M 0.26%
12,649
+120
+1% +$18.4K
WEC icon
89
WEC Energy
WEC
$37.6B
$1.96M 0.26%
21,986
+1,140
+5% +$107K
IJJ icon
90
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$1.96M 0.26%
18,562
-190
-1% -$20.3K
XLK icon
91
State Street Technology Select Sector SPDR ETF
XLK
$111B
$1.93M 0.25%
26,172
-88
-0.3% -$6.16K
CMI icon
92
Cummins
CMI
$88.5B
$1.83M 0.24%
7,486
-788
-10% -$202K
OUSA icon
93
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$1.82M 0.24%
43,345
-1,475
-3% -$61.1K
AON icon
94
Aon
AON
$80B
$1.79M 0.23%
7,511
-175
-2% -$42.8K
PH icon
95
Parker-Hannifin
PH
$124B
$1.61M 0.21%
5,250
-152
-3% -$47.1K
TROW icon
96
T. Rowe Price
TROW
$25.7B
$1.6M 0.21%
8,105
-192
-2% -$35.9K
PFF icon
97
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.58M 0.21%
40,113
+5,282
+15% +$205K
AXP icon
98
American Express
AXP
$226B
$1.55M 0.2%
9,408
-65
-0.7% -$10.2K
LPLA icon
99
LPL Financial
LPLA
$26.4B
$1.53M 0.2%
11,350
-357
-3% -$51.9K
CMCSA icon
100
Comcast
CMCSA
$83.4B
$1.46M 0.19%
25,545
-3,395
-12% -$190K
2 3
4
5 6

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SL
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q2 2021 Portfolio in Review

As of Q2 2021, Caldwell Trust held 760 positions worth $764M, up 6.6% from $717M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q2 2021 filing shows 50 new, 150 increased, 148 reduced and 23 closed positions. Its largest new stake was iShares US Energy ETF: 7,350 shares worth $214K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.98M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2021 buy was iShares US Energy ETF: 7,350 shares worth $214K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2021, an estimated $5.37M increase.
  • Caldwell Trust's biggest Q2 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.98M.
  • Caldwell Trust fully exited Blackrock Muni Enhanced Fund, Inc. in Q2 2021, selling an estimated $498K.
  • Caldwell Trust's ten largest holdings make up 31% of its $764M portfolio in Q2 2021.
  • Caldwell Trust opened 50 new positions and closed 23 in Q2 2021.
  • Caldwell Trust's portfolio value rose 6.6% quarter-over-quarter to $764M.

Based on Caldwell Trust's 13F filing for Q2 2021, filed 2 Oct 2025.