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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
76
Consolidated Edison
ED
$41.8B
$2.06M 0.31%
28,532
-992
-3% -$77.1K
APD icon
77
Air Products & Chemicals
APD
$65.8B
$2.04M 0.31%
7,481
-213
-3% -$60K
VIG icon
78
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.02M 0.31%
14,334
-453
-3% -$61.4K
IVV icon
79
iShares Core S&P 500 ETF
IVV
$872B
$1.97M 0.3%
5,249
– –
MO icon
80
Altria Group
MO
$125B
$1.89M 0.29%
46,192
-1,347
-3% -$54.1K
NIC icon
81
Nicolet Bankshares
NIC
$3.62B
$1.89M 0.29%
28,526
-3,000
-10% -$195K
XLK icon
82
State Street Technology Select Sector SPDR ETF
XLK
$112B
$1.83M 0.28%
28,172
-1,040
-4% -$63.3K
CMI icon
83
Cummins
CMI
$87.8B
$1.79M 0.27%
7,874
-133
-2% -$29.9K
ITW icon
84
Illinois Tool Works
ITW
$86.3B
$1.78M 0.27%
8,750
+101
+1% +$20.6K
ZTS icon
85
Zoetis
ZTS
$32.8B
$1.78M 0.27%
10,747
+308
+3% +$50.1K
OUSA icon
86
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$756M
$1.77M 0.27%
46,150
-293
-0.6% -$10.9K
VWO icon
87
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.74M 0.26%
34,709
-905
-3% -$42.5K
GOOG icon
88
Alphabet (Google) Class C
GOOG
$4.08T
$1.71M 0.26%
19,480
-200
-1% -$16.9K
SBUX icon
89
Starbucks
SBUX
$118B
$1.69M 0.26%
15,766
+238
+2% +$22.7K
WEC icon
90
WEC Energy
WEC
$37.5B
$1.64M 0.25%
17,870
-367
-2% -$35.7K
IJJ icon
91
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$1.62M 0.24%
18,752
– –
AON icon
92
Aon
AON
$81.3B
$1.58M 0.24%
7,476
+650
+10% +$133K
CL icon
93
Colgate-Palmolive
CL
$75.2B
$1.54M 0.23%
18,036
+130
+0.7% +$10.8K
BDX icon
94
Becton Dickinson
BDX
$45.4B
$1.52M 0.23%
6,245
+47
+0.8% +$11K
PH icon
95
Parker-Hannifin
PH
$125B
$1.5M 0.23%
5,507
-50
-0.9% -$12.4K
WU icon
96
Western Union
WU
$2.61B
$1.47M 0.22%
67,022
-3,216
-5% -$69.8K
RQI icon
97
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.44M 0.22%
115,921
-7,025
-6% -$82K
TJX icon
98
TJX Companies
TJX
$177B
$1.41M 0.21%
20,604
-57
-0.3% -$3.47K
BND icon
99
Vanguard Total Bond Market
BND
$158B
$1.4M 0.21%
15,865
-71
-0.4% -$6.25K
CMCSA icon
100
Comcast
CMCSA
$85.7B
$1.4M 0.21%
26,695
-100
-0.4% -$4.79K
2 3
4
5 6

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.