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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-16.33%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$528M
AUM Growth
-$127M
Cap. Flow
-$5.38M
Cap. Flow %
-1.02%
Top 10 Hldgs %
27%
Holding
831
New
29
Increased
107
Reduced
192
Closed
36

Top Buys

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.48M
2
ZTS icon
Zoetis
ZTS
+$662K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$645K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$386K
5
DIS icon
Walt Disney
DIS
+$373K

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.37M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.3M
3
XOM icon
ExxonMobil
XOM
+$777K
4
MAR icon
Marriott International
MAR
+$466K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$423K

Sector Composition

Rank Sector Weight
1 Miscellaneous 28.12%
2 Technology 13.05%
3 Healthcare 10.28%
4 Financials 9.71%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSP
826
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-39
Closed -$1.03K
TIF
827
DELISTED
Tiffany & Co.
TIF
– –
-400
Closed -$53.5K
WBC
828
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-87
Closed -$11.8K
AVP
829
DELISTED
Avon Products, Inc.
AVP
– –
-1,875
Closed -$10.6K
EEB
830
DELISTED
Invesco BRIC ETF
EEB
– –
-300
Closed -$11.8K
GCVRZ
831
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-42
Closed -$36
30 31 32 33
34

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Caldwell Trust's Q1 2020 Portfolio in Review

As of Q1 2020, Caldwell Trust held 831 positions worth $528M, down 19% from $655M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2020 filing shows 29 new, 107 increased, 192 reduced and 36 closed positions. Its largest new stake was lululemon athletica: 407 shares worth $77.1K. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $1.37M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 28% a quarter earlier, followed by Technology and Healthcare.

  • Caldwell Trust's largest Q1 2020 buy was lululemon athletica: 407 shares worth $77.1K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Investment Grade Floating Rate ETF in Q1 2020, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q1 2020 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $1.37M.
  • Caldwell Trust fully exited Invesco S&P SmallCap 600 Equal Weight ETF in Q1 2020, selling an estimated $172K.
  • Caldwell Trust's ten largest holdings make up 27% of its $528M portfolio in Q1 2020.
  • Caldwell Trust opened 29 new positions and closed 36 in Q1 2020.
  • Caldwell Trust's portfolio value fell 19% quarter-over-quarter to $528M.

Based on Caldwell Trust's 13F filing for Q1 2020, filed 2 Oct 2025.