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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$766M
AUM Growth
+$45.8M
Cap. Flow
+$25.1K
Cap. Flow %
0%
Top 10 Hldgs %
28.8%
Holding
794
New
66
Increased
140
Reduced
208
Closed
38

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$5.39M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.04M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.77M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.59M
5
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.68M
2
XOM icon
ExxonMobil
XOM
+$2.58M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.21M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.05M
5
PG icon
Procter & Gamble
PG
+$988K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.81%
2 Technology 18.53%
3 Financials 11.09%
4 Healthcare 10.16%
5 Consumer Discretionary 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
776
Plains All American Pipeline
PAA
$17.9B
– –
-300
Closed -$3.74K
PFFD icon
777
Global X US Preferred ETF
PFFD
$2.12B
– –
-4,365
Closed -$86.7K
PGF icon
778
Invesco Financial Preferred ETF
PGF
$644M
– –
-1,000
Closed -$14.5K
PRAA icon
779
PRA Group
PRAA
$774M
– –
-900
Closed -$35.1K
PRG icon
780
PROG Holdings
PRG
$1.42B
– –
-150
Closed -$3.57K
RBA icon
781
RB Global
RBA
$15.6B
– –
-70
Closed -$3.94K
SCHP icon
782
Schwab US TIPS ETF
SCHP
$16B
– –
-14
Closed -$375
SRLN icon
783
State Street Blackstone Senior Loan ETF
SRLN
$5.6B
– –
-491
Closed -$20.4K
TDC icon
784
Teradata
TDC
$2.72B
– –
-115
Closed -$4.63K
THG icon
785
Hanover Insurance
THG
$7.98B
– –
-28
Closed -$3.6K
UPRO icon
786
ProShares UltraPro S&P 500
UPRO
$5.38B
– –
-10,220
Closed -$394K
VCIT icon
787
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$69.1B
– –
-107
Closed -$8.58K
VFC icon
788
VF Corp
VFC
$5.08B
– –
-44
Closed -$1.01K
VGSH icon
789
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
– –
-145
Closed -$8.49K
VKQ icon
790
Invesco Municipal Trust
VKQ
$511M
– –
-4,000
Closed -$39.7K
ZION icon
791
Zions Bancorporation
ZION
$9.59B
– –
-113
Closed -$3.38K
AAN
792
DELISTED
The Aaron's Company Inc
AAN
– –
-75
Closed -$725
ABB
793
DELISTED
ABB Ltd
ABB
– –
-300
Closed -$10.3K
SLY
794
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-4,178
Closed -$351K
28 29 30 31
32

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USAA
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Caldwell Trust's Q2 2023 Portfolio in Review

As of Q2 2023, Caldwell Trust held 794 positions worth $766M, up 6.4% from $721M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2023 filing shows 66 new, 140 increased, 208 reduced and 38 closed positions. Its largest new stake was Finward Bancorp: 39,392 shares worth $867K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.68M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q2 2023 buy was Finward Bancorp: 39,392 shares worth $867K.
  • Caldwell Trust added most to United Parcel Service in Q2 2023, an estimated $5.39M increase.
  • Caldwell Trust's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.68M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q2 2023, selling an estimated $394K.
  • Caldwell Trust's ten largest holdings make up 29% of its $766M portfolio in Q2 2023.
  • Caldwell Trust opened 66 new positions and closed 38 in Q2 2023.
  • Caldwell Trust's portfolio value rose 6.4% quarter-over-quarter to $766M.

Based on Caldwell Trust's 13F filing for Q2 2023, filed 1 Oct 2025.