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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
776
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
– –
-1,540
Closed -$39.5K
HOG icon
777
Harley-Davidson
HOG
$2.63B
– –
-116
Closed -$2.2K
IDV icon
778
iShares International Select Dividend ETF
IDV
$8.26B
– –
-600
Closed -$13.6K
IVR icon
779
Invesco Mortgage Capital
IVR
$763M
– –
-50
Closed -$1.71K
IVZ icon
780
Invesco
IVZ
$13.4B
– –
-300
Closed -$2.72K
LIT icon
781
Global X Lithium & Battery Tech ETF
LIT
$1.45B
– –
-500
Closed -$10.9K
MFC icon
782
Manulife Financial
MFC
$73B
– –
-3,078
Closed -$38.6K
MFIC icon
783
MidCap Financial Investment
MFIC
$798M
– –
-1,600
Closed -$10.8K
MHD icon
784
BlackRock MuniHoldings Fund
MHD
$598M
– –
-1,725
Closed -$26.9K
NOK icon
785
Nokia
NOK
$48.4B
– –
-3
Closed -$9
PODD icon
786
Insulet
PODD
$11.8B
– –
-180
Closed -$29.8K
PYZ icon
787
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.3M
– –
-400
Closed -$16.4K
SABR icon
788
Sabre
SABR
$712M
– –
-460
Closed -$2.73K
SCHF icon
789
Schwab International Equity ETF
SCHF
$65B
– –
-336
Closed -$4.34K
SHYG icon
790
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
– –
-50
Closed -$2.04K
SPR
791
DELISTED
Spirit AeroSystems
SPR
– –
-13
Closed -$311
VFH icon
792
Vanguard Financials ETF
VFH
$13.5B
– –
-1,195
Closed -$60.6K
VOYA icon
793
Voya Financial
VOYA
$9B
– –
-27
Closed -$1.09K
VSS icon
794
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.1B
– –
-155
Closed -$12.1K
X
795
DELISTED
US Steel
X
– –
-700
Closed -$4.42K
XIFR
796
XPLR Infrastructure LP
XIFR
$1.13B
– –
-3,175
Closed -$137K
ENLC
797
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-288
Closed -$317
NTG
798
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-80
Closed -$683
CLR
799
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-224
Closed -$1.71K
PBCT
800
DELISTED
People's United Financial Inc
PBCT
– –
-1,000
Closed -$11.1K
29 30 31
32
33

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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.