We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-3.17%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$839M
AUM Growth
-$30.3M
Cap. Flow
+$7.34M
Cap. Flow %
0.87%
Top 10 Hldgs %
30.53%
Holding
777
New
34
Increased
151
Reduced
136
Closed
32

Top Buys

Rank Stock Value
1
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$2.37M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.45M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.22M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.08M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$918K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.97M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.27M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$758K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$716K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$705K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 10.39%
3 Healthcare 9.49%
4 Consumer Discretionary 8.31%
5 Industrials 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCOM icon
751
Dime Commercial Bancshares
DCOM
$1.8B
– –
-320
Closed -$11.3K
DFIN icon
752
Donnelley Financial Solutions
DFIN
$1.31B
– –
-56
Closed -$2.64K
EEMV icon
753
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
– –
-850
Closed -$53.4K
EXAS
754
DELISTED
Exact Sciences
EXAS
– –
-100
Closed -$7.78K
FAX
755
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-500
Closed -$11.5K
FSFG
756
DELISTED
First Savings Financial Group
FSFG
– –
-450
Closed -$11.9K
FSLR icon
757
First Solar
FSLR
$21.8B
– –
-61
Closed -$5.32K
HMC icon
758
Honda
HMC
$39.3B
– –
-30
Closed -$854
KKR icon
759
KKR & Co
KKR
$92.2B
– –
-1,536
Closed -$114K
MZTI
760
The Marzetti Company
MZTI
$3.02B
– –
-500
Closed -$82.8K
MKTX icon
761
MarketAxess Holdings
MKTX
$4.34B
– –
-31
Closed -$12.7K
MTUM icon
762
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
– –
-122
Closed -$22.2K
NGL icon
763
NGL Energy Partners
NGL
$1.87B
– –
-790
Closed -$1.44K
PDT
764
John Hancock Premium Dividend Fund
PDT
$637M
– –
-975
Closed -$16.3K
QQQJ icon
765
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
– –
-365
Closed -$12.3K
RYAM icon
766
Rayonier Advanced Materials
RYAM
$591M
– –
-225
Closed -$1.28K
SCCO icon
767
Southern Copper
SCCO
$140B
– –
-505
Closed -$28.9K
SOR
768
Source Capital
SOR
$372M
– –
-250
Closed -$10.8K
SPEM icon
769
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
– –
-2,945
Closed -$122K
TPR icon
770
Tapestry
TPR
$30.5B
– –
-500
Closed -$20.3K
ZM icon
771
Zoom
ZM
$26.8B
– –
-17
Closed -$3.13K
GER
772
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-405
Closed -$4.17K
FMO
773
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-100
Closed -$1.04K
RRD
774
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-150
Closed -$1.69K
XLNX
775
DELISTED
Xilinx Inc
XLNX
– –
-1,814
Closed -$385K
28 29 30
31
32

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2022 Portfolio in Review

As of Q1 2022, Caldwell Trust held 777 positions worth $839M, down 3.5% from $870M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q1 2022 filing shows 34 new, 151 increased, 136 reduced and 32 closed positions. Its largest new stake was Blackstone Secured Lending: 11,860 shares worth $331K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $2.97M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2022 buy was Blackstone Secured Lending: 11,860 shares worth $331K.
  • Caldwell Trust added most to iShares MSCI Emerging Markets ex China ETF in Q1 2022, an estimated $2.37M increase.
  • Caldwell Trust's biggest Q1 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $2.97M.
  • Caldwell Trust fully exited Xilinx Inc in Q1 2022, selling an estimated $385K.
  • Caldwell Trust's ten largest holdings make up 31% of its $839M portfolio in Q1 2022.
  • Caldwell Trust opened 34 new positions and closed 32 in Q1 2022.
  • Caldwell Trust's portfolio value fell 3.5% quarter-over-quarter to $839M.

Based on Caldwell Trust's 13F filing for Q1 2022, filed 2 Oct 2025.