We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
751
Alcoa
AA
$11.7B
$303 ﹤0.01%
27
– –
ARNC
752
DELISTED
Arconic Corporation
ARNC
$279 ﹤0.01%
+20
New +$234
MFGP
753
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$142 ﹤0.01%
26
– –
BHF icon
754
Brighthouse Financial
BHF
$3.66B
$139 ﹤0.01%
5
-9
-64% -$248
OIH icon
755
VanEck Oil Services ETF
OIH
$1.99B
$122 ﹤0.01%
1
-1
-50% -$112
CARS icon
756
Cars.com
CARS
$705M
$115 ﹤0.01%
20
-620
-97% -$3.42K
ASIX icon
757
AdvanSix
ASIX
$551M
$47 ﹤0.01%
4
– –
BMY.RT
758
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$24 ﹤0.01%
2,385
-33
-1% -$119
VAL
759
DELISTED
Valaris plc Class A Ordinary Share
VAL
$10 ﹤0.01%
15
– –
ALLY icon
760
Ally Financial
ALLY
$13.4B
– –
-202
Closed -$2.92K
AMCR icon
761
Amcor
AMCR
$21.6B
– –
-79
Closed -$3.22K
APA icon
762
APA Corp
APA
$12.3B
– –
-317
Closed -$1.32K
BGB
763
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-2,045
Closed -$21.3K
BPT
764
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-332
Closed -$1.75K
CBT icon
765
Cabot Corp
CBT
$4.7B
– –
-66
Closed -$1.72K
CG icon
766
Carlyle Group
CG
$16.7B
– –
-594
Closed -$12.9K
CTAS icon
767
Cintas
CTAS
$86B
– –
-1,500
Closed -$65K
DON icon
768
WisdomTree US MidCap Dividend Fund
DON
$4.08B
– –
-6,299
Closed -$152K
DRI icon
769
Darden Restaurants
DRI
$23.7B
– –
-156
Closed -$8.5K
EWJ icon
770
iShares MSCI Japan ETF
EWJ
$21.3B
– –
-102
Closed -$5.04K
FCX icon
771
Freeport-McMoran
FCX
$88.6B
– –
-160
Closed -$1.08K
FFC
772
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
– –
-621
Closed -$10.4K
FUN icon
773
Cedar Fair
FUN
$1.91B
– –
-4,500
Closed -$82.5K
FXO icon
774
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-360
Closed -$7.61K
GUNR icon
775
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
– –
-2,800
Closed -$63.1K
29 30
31
32 33

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.