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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRN
726
Amarin Corp
AMRN
$293M
$111 ﹤0.01%
+5
New +$120
AG icon
727
First Majestic Silver
AG
$7.75B
– –
-100
Closed -$762
AGCO icon
728
AGCO
AGCO
$8.96B
– –
-114
Closed -$11K
BABA icon
729
Alibaba
BABA
$276B
– –
-25
Closed -$2K
CNO icon
730
CNO Financial Group
CNO
$5B
– –
-684
Closed -$12.3K
CRWD icon
731
CrowdStrike
CRWD
$185B
– –
-120
Closed -$4.94K
DLS icon
732
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
– –
-2,042
Closed -$105K
DTEC icon
733
ALPS Disruptive Technologies ETF
DTEC
$71.9M
– –
-275
Closed -$8.66K
EVX icon
734
VanEck Environmental Services ETF
EVX
$100M
– –
-450
Closed -$11.8K
GBX icon
735
The Greenbrier Companies
GBX
$1.6B
– –
-800
Closed -$19.4K
GXO icon
736
GXO Logistics
GXO
$6.13B
– –
-4,755
Closed -$167K
HCSG icon
737
Healthcare Services Group
HCSG
$1.63B
– –
-200
Closed -$2.42K
IONS icon
738
Ionis Pharmaceuticals
IONS
$9.14B
– –
-4,000
Closed -$177K
IUSG icon
739
iShares Core S&P US Growth ETF
IUSG
$31B
– –
-180
Closed -$14.4K
IWO icon
740
iShares Russell 2000 Growth ETF
IWO
$14.4B
– –
-398
Closed -$82.2K
NZF icon
741
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-6,324
Closed -$71.9K
OEF icon
742
iShares S&P 100 ETF
OEF
$19.8B
– –
-295
Closed -$47.9K
PHO icon
743
Invesco Water Resources ETF
PHO
$2.05B
– –
-250
Closed -$11.4K
SAP icon
744
SAP
SAP
$209B
– –
-50
Closed -$4.06K
SNA icon
745
Snap-on
SNA
$21.7B
– –
-333
Closed -$67K
SPR
746
DELISTED
Spirit AeroSystems
SPR
– –
-475
Closed -$10.4K
XRAY icon
747
Dentsply Sirona
XRAY
$2.7B
– –
-400
Closed -$11.3K
ZBH icon
748
Zimmer Biomet
ZBH
$18.5B
– –
-40
Closed -$4.18K
PRMW
749
DELISTED
Primo Water Corporation
PRMW
– –
-300
Closed -$3.77K
TWTR
750
DELISTED
Twitter, Inc.
TWTR
– –
-300
Closed -$13.2K
27 28 29
30
31

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.