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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYZ icon
726
iShares US Telecommunications ETF
IYZ
$1.19B
– –
-5,250
Closed -$143K
MYD
727
DELISTED
BlackRock MuniYield Fund
MYD
– –
-1,191
Closed -$16K
OHI icon
728
Omega Healthcare
OHI
$15.3B
– –
-3,000
Closed -$89.8K
OIH icon
729
VanEck Oil Services ETF
OIH
$2.01B
– –
-1
Closed -$98
PNR icon
730
Pentair
PNR
$10.6B
– –
-15
Closed -$687
TXT icon
731
Textron
TXT
$15.6B
– –
-400
Closed -$14.4K
VOD icon
732
Vodafone
VOD
$37.7B
– –
-464
Closed -$6.23K
XPO icon
733
XPO
XPO
$24.4B
– –
-116
Closed -$3.39K
ZION icon
734
Zions Bancorporation
ZION
$10.2B
– –
-3,104
Closed -$90.7K
MRO
735
DELISTED
Marathon Oil Corporation
MRO
– –
-43
Closed -$176
MMP
736
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-1,000
Closed -$34.2K
MXIM
737
DELISTED
Maxim Integrated Products
MXIM
– –
-245
Closed -$16.6K
BSD
738
DELISTED
The BlackRock Strategic Municipal Trust
BSD
– –
-340
Closed -$4.53K
DNKN
739
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-400
Closed -$32.8K
DISH
740
DELISTED
DISH Network Corp.
DISH
– –
-300
Closed -$8.71K
UN
741
DELISTED
Unilever NV New York Registry Shares
UN
– –
-3,242
Closed -$196K
AAN.A
742
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-150
Closed -$8.5K
26 27 28 29
30

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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.