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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$766M
AUM Growth
+$45.8M
Cap. Flow
+$25.1K
Cap. Flow %
0%
Top 10 Hldgs %
28.8%
Holding
794
New
66
Increased
140
Reduced
208
Closed
38

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$5.39M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.04M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.77M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.59M
5
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.68M
2
XOM icon
ExxonMobil
XOM
+$2.58M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.21M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.05M
5
PG icon
Procter & Gamble
PG
+$988K

Sector Composition

Rank Sector Weight
1 Technology 18.53%
2 Financials 11.09%
3 Healthcare 10.16%
4 Consumer Discretionary 8.84%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
51
Accenture
ACN
$98.1B
$3.66M 0.48%
11,853
-2
-0% -$581
EMR icon
52
Emerson Electric
EMR
$83.2B
$3.49M 0.45%
38,563
-2,012
-5% -$169K
PM icon
53
Philip Morris
PM
$315B
$3.28M 0.43%
33,570
-104
-0.3% -$9.94K
BXSL icon
54
Blackstone Secured Lending
BXSL
$5.4B
$3.26M 0.43%
119,136
– –
BMY icon
55
Bristol-Myers Squibb
BMY
$129B
$3.14M 0.41%
49,034
-1,182
-2% -$79.3K
LMT icon
56
Lockheed Martin
LMT
$135B
$3.12M 0.41%
6,785
-144
-2% -$66.8K
RTX icon
57
RTX Corp
RTX
$296B
$3.09M 0.4%
31,527
-353
-1% -$34.6K
DIA icon
58
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.04M 0.4%
8,833
-72
-0.8% -$24.2K
PAYX icon
59
Paychex
PAYX
$42B
$3.02M 0.39%
27,004
-738
-3% -$80.7K
BAC icon
60
Bank of America
BAC
$435B
$3.02M 0.39%
105,259
-4,788
-4% -$137K
SJNK icon
61
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$2.99M 0.39%
121,038
+3,971
+3% +$97.5K
XLK icon
62
State Street Technology Select Sector SPDR ETF
XLK
$111B
$2.97M 0.39%
34,206
-8,590
-20% -$677K
MMM icon
63
3M
MMM
$93.6B
$2.94M 0.38%
35,146
-2,660
-7% -$226K
ADBE icon
64
Adobe
ADBE
$97.6B
$2.91M 0.38%
5,955
+365
+7% +$147K
IJH icon
65
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.87M 0.37%
54,915
+35,595
+184% +$1.77M
MUB icon
66
iShares National Muni Bond ETF
MUB
$45.2B
$2.79M 0.36%
26,109
-884
-3% -$94.5K
VEA icon
67
Vanguard FTSE Developed Markets ETF
VEA
$224B
$2.73M 0.36%
59,126
+2,865
+5% +$132K
GOOG icon
68
Alphabet (Google) Class C
GOOG
$4.01T
$2.64M 0.34%
21,840
+2,356
+12% +$273K
ED icon
69
Consolidated Edison
ED
$41.6B
$2.58M 0.34%
28,583
-1,287
-4% -$123K
ZTS icon
70
Zoetis
ZTS
$33.1B
$2.58M 0.34%
14,990
+876
+6% +$151K
DUK icon
71
Duke Energy
DUK
$102B
$2.49M 0.33%
27,781
-943
-3% -$89K
AON icon
72
Aon
AON
$80.1B
$2.36M 0.31%
6,826
– –
VTIP icon
73
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.3M 0.3%
48,502
-21,957
-31% -$1.05M
AVGO icon
74
Broadcom
AVGO
$1.79T
$2.2M 0.29%
25,410
+1,390
+6% +$99.1K
QCOM icon
75
Qualcomm
QCOM
$174B
$2.2M 0.29%
18,450
-1,193
-6% -$137K
1 2
3
4 5

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
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FLAM
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Caldwell Trust's Q2 2023 Portfolio in Review

As of Q2 2023, Caldwell Trust held 794 positions worth $766M, up 6.4% from $721M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2023 filing shows 66 new, 140 increased, 208 reduced and 38 closed positions. Its largest new stake was Finward Bancorp: 39,392 shares worth $867K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.68M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q2 2023 buy was Finward Bancorp: 39,392 shares worth $867K.
  • Caldwell Trust added most to United Parcel Service in Q2 2023, an estimated $5.39M increase.
  • Caldwell Trust's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.68M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q2 2023, selling an estimated $394K.
  • Caldwell Trust's ten largest holdings make up 29% of its $766M portfolio in Q2 2023.
  • Caldwell Trust opened 66 new positions and closed 38 in Q2 2023.
  • Caldwell Trust's portfolio value rose 6.4% quarter-over-quarter to $766M.

Based on Caldwell Trust's 13F filing for Q2 2023, filed 1 Oct 2025.