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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
51
RTX Corp
RTX
$297B
$3.31M 0.49%
40,443
-1,005
-2% -$91K
CAT icon
52
Caterpillar
CAT
$388B
$3.3M 0.49%
20,108
-98
-0.5% -$17.9K
BX icon
53
Blackstone
BX
$105B
$3.22M 0.48%
38,524
+584
+2% +$56.6K
PAYX icon
54
Paychex
PAYX
$42.1B
$3.19M 0.47%
28,415
-243
-0.8% -$30.1K
LMT icon
55
Lockheed Martin
LMT
$136B
$3.07M 0.46%
7,953
-174
-2% -$72.7K
EMR icon
56
Emerson Electric
EMR
$83.1B
$3.05M 0.45%
41,689
-1,982
-5% -$165K
SJNK icon
57
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3M 0.45%
126,163
-827
-0.7% -$20.4K
PM icon
58
Philip Morris
PM
$315B
$2.83M 0.42%
34,148
-1,130
-3% -$108K
BXSL icon
59
Blackstone Secured Lending
BXSL
$5.4B
$2.71M 0.4%
119,136
+107,276
+905% +$2.56M
INTC icon
60
Intel
INTC
$439B
$2.67M 0.4%
103,514
-8,584
-8% -$293K
XLK icon
61
State Street Technology Select Sector SPDR ETF
XLK
$111B
$2.63M 0.39%
44,324
-226
-0.5% -$15.4K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.61M 0.39%
9,089
-100
-1% -$31.8K
DUK icon
63
Duke Energy
DUK
$102B
$2.6M 0.39%
27,993
+494
+2% +$53.1K
IVV icon
64
iShares Core S&P 500 ETF
IVV
$868B
$2.56M 0.38%
7,147
– –
ED icon
65
Consolidated Edison
ED
$41.6B
$2.46M 0.37%
28,709
-100
-0.3% -$9.65K
NSC icon
66
Norfolk Southern
NSC
$77B
$2.46M 0.37%
11,736
-320
-3% -$77K
MUB icon
67
iShares National Muni Bond ETF
MUB
$45.2B
$2.45M 0.36%
23,853
-475
-2% -$50.5K
SYK icon
68
Stryker
SYK
$133B
$2.37M 0.35%
11,717
-201
-2% -$42.3K
AMT icon
69
American Tower
AMT
$80.4B
$2.37M 0.35%
11,040
+498
+5% +$128K
TIP icon
70
iShares TIPS Bond ETF
TIP
$14.5B
$2.37M 0.35%
22,560
-70
-0.3% -$7.93K
VEA icon
71
Vanguard FTSE Developed Markets ETF
VEA
$224B
$2.34M 0.35%
64,349
-2,834
-4% -$115K
ZTS icon
72
Zoetis
ZTS
$33.1B
$2.26M 0.34%
15,239
+68
+0.4% +$11.4K
QCOM icon
73
Qualcomm
QCOM
$174B
$2.24M 0.33%
19,811
+514
+3% +$70.6K
LPLA icon
74
LPL Financial
LPLA
$26.4B
$2.21M 0.33%
10,137
-287
-3% -$61K
KMB icon
75
Kimberly-Clark
KMB
$38B
$2.1M 0.31%
18,622
-437
-2% -$56.8K
1 2
3
4 5

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SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.