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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$437B
$4.14M 0.48%
93,088
+4,286
+5% +$195K
NOBL icon
52
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$3.98M 0.46%
81,144
-1,482
-2% -$69.9K
PAYX icon
53
Paychex
PAYX
$42.3B
$3.84M 0.44%
28,153
+687
+3% +$84.9K
NSC icon
54
Norfolk Southern
NSC
$77.8B
$3.81M 0.44%
12,784
+795
+7% +$222K
ZTS icon
55
Zoetis
ZTS
$33.1B
$3.61M 0.41%
14,773
+987
+7% +$216K
RTX icon
56
RTX Corp
RTX
$296B
$3.6M 0.41%
41,799
-619
-1% -$53.9K
XOM icon
57
ExxonMobil
XOM
$646B
$3.53M 0.41%
57,611
-1,426
-2% -$89.1K
QCOM icon
58
Qualcomm
QCOM
$177B
$3.47M 0.4%
18,986
+785
+4% +$126K
VEA icon
59
Vanguard FTSE Developed Markets ETF
VEA
$225B
$3.44M 0.4%
67,280
+2,436
+4% +$125K
PM icon
60
Philip Morris
PM
$323B
$3.41M 0.39%
35,919
-298
-0.8% -$27.9K
SJNK icon
61
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.38M 0.39%
124,466
+5,471
+5% +$149K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.33M 0.38%
9,164
+30
+0.3% +$10.7K
SYK icon
63
Stryker
SYK
$134B
$3.1M 0.36%
11,591
-67
-0.6% -$17.6K
ADBE icon
64
Adobe
ADBE
$99.5B
$3.09M 0.35%
5,441
+189
+4% +$118K
BMY icon
65
Bristol-Myers Squibb
BMY
$131B
$3.07M 0.35%
49,247
-950
-2% -$55.7K
AMT icon
66
American Tower
AMT
$82.4B
$3M 0.35%
10,265
+495
+5% +$135K
SBUX icon
67
Starbucks
SBUX
$120B
$2.96M 0.34%
25,326
+340
+1% +$38.3K
LMT icon
68
Lockheed Martin
LMT
$135B
$2.85M 0.33%
8,020
-69
-0.9% -$23.9K
KMB icon
69
Kimberly-Clark
KMB
$38.1B
$2.82M 0.32%
19,728
-842
-4% -$113K
MUB icon
70
iShares National Muni Bond ETF
MUB
$45.2B
$2.79M 0.32%
24,000
+1,750
+8% +$203K
DUK icon
71
Duke Energy
DUK
$103B
$2.77M 0.32%
26,440
-27
-0.1% -$2.74K
TIP icon
72
iShares TIPS Bond ETF
TIP
$14.5B
$2.74M 0.32%
21,222
+1,296
+7% +$167K
ECL icon
73
Ecolab
ECL
$79.7B
$2.74M 0.31%
11,668
+3
+0% +$678
VWO icon
74
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$2.72M 0.31%
55,041
-1,976
-3% -$99.6K
BRK.A icon
75
Berkshire Hathaway Class A
BRK.A
$1.1T
$2.7M 0.31%
6
– –
1 2
3
4 5

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.