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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$436B
$3.77M 0.48%
88,802
+6,029
+7% +$243K
T icon
52
AT&T
T
$167B
$3.74M 0.47%
183,464
-13,090
-7% -$275K
NOBL icon
53
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$3.66M 0.46%
82,626
-50
-0.1% -$2.31K
RTX icon
54
RTX Corp
RTX
$294B
$3.65M 0.46%
42,418
-4,595
-10% -$393K
XOM icon
55
ExxonMobil
XOM
$642B
$3.47M 0.44%
59,037
+6,187
+12% +$353K
PM icon
56
Philip Morris
PM
$305B
$3.43M 0.43%
36,217
-393
-1% -$39.5K
VEA icon
57
Vanguard FTSE Developed Markets ETF
VEA
$227B
$3.27M 0.41%
64,844
+7,198
+12% +$374K
SJNK icon
58
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.26M 0.41%
118,995
-2,314
-2% -$63.4K
DIA icon
59
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$3.09M 0.39%
9,134
+80
+0.9% +$27.9K
PAYX icon
60
Paychex
PAYX
$41.1B
$3.09M 0.39%
27,466
+590
+2% +$66.3K
SYK icon
61
Stryker
SYK
$129B
$3.07M 0.39%
11,658
+3
+0% +$802
ADBE icon
62
Adobe
ADBE
$94.5B
$3.02M 0.38%
5,252
+354
+7% +$223K
BMY icon
63
Bristol-Myers Squibb
BMY
$128B
$2.97M 0.38%
50,197
-2,962
-6% -$195K
IBM icon
64
IBM
IBM
$204B
$2.93M 0.37%
22,057
-588
-3% -$78.6K
NSC icon
65
Norfolk Southern
NSC
$77.1B
$2.87M 0.36%
11,989
-410
-3% -$105K
VWO icon
66
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$2.85M 0.36%
57,017
+5,659
+11% +$292K
LMT icon
67
Lockheed Martin
LMT
$134B
$2.79M 0.35%
8,089
-704
-8% -$255K
SBUX icon
68
Starbucks
SBUX
$118B
$2.76M 0.35%
24,986
+3,943
+19% +$462K
KMB icon
69
Kimberly-Clark
KMB
$37B
$2.72M 0.34%
20,570
-1,598
-7% -$217K
ZTS icon
70
Zoetis
ZTS
$32.2B
$2.68M 0.34%
13,786
+893
+7% +$180K
AMT icon
71
American Tower
AMT
$77.7B
$2.59M 0.33%
9,770
+2,359
+32% +$672K
MUB icon
72
iShares National Muni Bond ETF
MUB
$45.2B
$2.58M 0.33%
22,250
+1,047
+5% +$123K
DUK icon
73
Duke Energy
DUK
$100B
$2.58M 0.33%
26,467
+796
+3% +$82.4K
TIP icon
74
iShares TIPS Bond ETF
TIP
$14.5B
$2.54M 0.32%
19,926
-569
-3% -$73.4K
FLRN icon
75
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$2.51M 0.32%
81,850
-5,035
-6% -$154K
1 2
3
4 5

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.