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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
51
Norfolk Southern
NSC
$77.3B
$3.36M 0.47%
12,509
+1,084
+9% +$275K
BAC icon
52
Bank of America
BAC
$437B
$3.31M 0.46%
85,607
+893
+1% +$30.8K
SJNK icon
53
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.31M 0.46%
121,094
+1,610
+1% +$43.6K
NOBL icon
54
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$3.26M 0.45%
75,546
+798
+1% +$32.8K
PM icon
55
Philip Morris
PM
$316B
$3.25M 0.45%
36,595
-1,588
-4% -$135K
LMT icon
56
Lockheed Martin
LMT
$134B
$3.11M 0.43%
8,429
+999
+13% +$343K
COST icon
57
Costco
COST
$432B
$3M 0.42%
8,510
+941
+12% +$328K
VEA icon
58
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.98M 0.42%
60,774
-1,021
-2% -$49.9K
PFE icon
59
Pfizer
PFE
$143B
$2.97M 0.41%
82,044
+6,786
+9% +$241K
DIA icon
60
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.1B
$2.96M 0.41%
8,969
+15
+0.2% +$4.74K
XOM icon
61
ExxonMobil
XOM
$632B
$2.94M 0.41%
52,677
-1,453
-3% -$76.2K
IBM icon
62
IBM
IBM
$212B
$2.76M 0.39%
21,693
-74
-0.3% -$8.86K
KMB icon
63
Kimberly-Clark
KMB
$37.7B
$2.75M 0.38%
19,794
+2,536
+15% +$337K
SYK icon
64
Stryker
SYK
$133B
$2.75M 0.38%
11,272
+192
+2% +$46K
ACN icon
65
Accenture
ACN
$101B
$2.69M 0.38%
9,738
+1,191
+14% +$308K
PAYX icon
66
Paychex
PAYX
$42.4B
$2.6M 0.36%
26,541
+2,612
+11% +$241K
QCOM icon
67
Qualcomm
QCOM
$177B
$2.59M 0.36%
19,531
-787
-4% -$114K
ECL icon
68
Ecolab
ECL
$78.9B
$2.59M 0.36%
12,079
+795
+7% +$169K
TIP icon
69
iShares TIPS Bond ETF
TIP
$14.5B
$2.55M 0.36%
20,320
+728
+4% +$92.1K
BA icon
70
Boeing
BA
$175B
$2.52M 0.35%
9,899
-145
-1% -$32.2K
ADBE icon
71
Adobe
ADBE
$100B
$2.43M 0.34%
5,118
+65
+1% +$30.4K
DUK icon
72
Duke Energy
DUK
$102B
$2.41M 0.34%
24,987
+772
+3% +$70.5K
BRK.A icon
73
Berkshire Hathaway Class A
BRK.A
$1.09T
$2.31M 0.32%
6
– –
ED icon
74
Consolidated Edison
ED
$41.9B
$2.3M 0.32%
30,759
+2,227
+8% +$157K
MUB icon
75
iShares National Muni Bond ETF
MUB
$45.3B
$2.26M 0.32%
19,503
+1,650
+9% +$192K
1 2
3
4 5

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.