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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
51
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.22M 0.49%
119,484
-2,837
-2% -$74.9K
PM icon
52
Philip Morris
PM
$305B
$3.16M 0.48%
38,183
-1,063
-3% -$82.8K
QCOM icon
53
Qualcomm
QCOM
$179B
$3.1M 0.47%
20,318
+207
+1% +$28.8K
NOBL icon
54
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$2.99M 0.45%
74,748
+72
+0.1% +$2.77K
VEA icon
55
Vanguard FTSE Developed Markets ETF
VEA
$227B
$2.92M 0.44%
61,795
-4,023
-6% -$177K
COST icon
56
Costco
COST
$422B
$2.85M 0.43%
7,569
+152
+2% +$56.8K
PFE icon
57
Pfizer
PFE
$141B
$2.77M 0.42%
75,258
-3,379
-4% -$124K
DIA icon
58
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$2.74M 0.41%
8,954
– –
SYK icon
59
Stryker
SYK
$129B
$2.72M 0.41%
11,080
+160
+1% +$36.2K
NSC icon
60
Norfolk Southern
NSC
$77.1B
$2.71M 0.41%
11,425
-95
-0.8% -$21.6K
LMT icon
61
Lockheed Martin
LMT
$134B
$2.64M 0.4%
7,430
-78
-1% -$28.7K
IBM icon
62
IBM
IBM
$204B
$2.62M 0.4%
21,767
-10,896
-33% -$1.26M
BAC icon
63
Bank of America
BAC
$436B
$2.57M 0.39%
84,714
-2,838
-3% -$76.1K
ADBE icon
64
Adobe
ADBE
$94.5B
$2.53M 0.38%
5,053
+49
+1% +$23.7K
TIP icon
65
iShares TIPS Bond ETF
TIP
$14.5B
$2.5M 0.38%
19,592
-125
-0.6% -$15.8K
ECL icon
66
Ecolab
ECL
$76.4B
$2.44M 0.37%
11,284
-54
-0.5% -$11.3K
KMB icon
67
Kimberly-Clark
KMB
$37B
$2.33M 0.35%
17,258
+237
+1% +$33.2K
ACN icon
68
Accenture
ACN
$94.3B
$2.23M 0.34%
8,547
-150
-2% -$36K
XOM icon
69
ExxonMobil
XOM
$642B
$2.23M 0.34%
54,130
-24,317
-31% -$912K
PAYX icon
70
Paychex
PAYX
$41.1B
$2.23M 0.34%
23,929
+173
+0.7% +$15.4K
DUK icon
71
Duke Energy
DUK
$100B
$2.22M 0.34%
24,215
+252
+1% +$23.3K
GLD icon
72
SPDR Gold Trust
GLD
$132B
$2.19M 0.33%
12,294
-310
-2% -$54.6K
BA icon
73
Boeing
BA
$167B
$2.15M 0.33%
10,044
-2
-0% -$384
MUB icon
74
iShares National Muni Bond ETF
MUB
$45.2B
$2.09M 0.32%
17,853
+300
+2% +$34.9K
BRK.A icon
75
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.09M 0.32%
6
– –
1 2
3
4 5

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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.