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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$469B
$3.33M 0.56%
33,877
+511
+2% +$45K
SJNK icon
52
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$3.28M 0.55%
130,200
-19,721
-13% -$486K
PM icon
53
Philip Morris
PM
$323B
$3.24M 0.54%
46,268
-3,104
-6% -$226K
LMT icon
54
Lockheed Martin
LMT
$134B
$3.17M 0.53%
8,697
-69
-0.8% -$26.1K
IBM icon
55
IBM
IBM
$211B
$3.01M 0.5%
26,055
-1,247
-5% -$145K
NOBL icon
56
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$2.71M 0.45%
80,340
+2,676
+3% +$86.2K
CAT icon
57
Caterpillar
CAT
$381B
$2.59M 0.43%
20,505
-525
-2% -$62.2K
KMB icon
58
Kimberly-Clark
KMB
$38B
$2.57M 0.43%
18,193
-262
-1% -$36.2K
DIA icon
59
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$2.57M 0.43%
9,961
-25
-0.3% -$6.15K
TIP icon
60
iShares TIPS Bond ETF
TIP
$14.5B
$2.48M 0.42%
20,146
-540
-3% -$65.7K
PFE icon
61
Pfizer
PFE
$144B
$2.45M 0.41%
78,853
-2,753
-3% -$93.5K
BAC icon
62
Bank of America
BAC
$438B
$2.43M 0.41%
102,296
-687
-0.7% -$16.2K
ED icon
63
Consolidated Edison
ED
$42.2B
$2.39M 0.4%
33,195
-801
-2% -$61.5K
MO icon
64
Altria Group
MO
$128B
$2.28M 0.38%
58,085
-4,197
-7% -$164K
ADBE icon
65
Adobe
ADBE
$99B
$2.26M 0.38%
5,188
+45
+0.9% +$16.7K
COST icon
66
Costco
COST
$435B
$2.26M 0.38%
7,445
+549
+8% +$167K
ECL icon
67
Ecolab
ECL
$79.4B
$2.25M 0.38%
11,315
+1,101
+11% +$213K
BA icon
68
Boeing
BA
$171B
$2.2M 0.37%
12,001
-2,514
-17% -$386K
NSC icon
69
Norfolk Southern
NSC
$77.9B
$2.18M 0.36%
12,400
-825
-6% -$140K
DUK icon
70
Duke Energy
DUK
$103B
$2.15M 0.36%
26,895
+879
+3% +$74.3K
MUB icon
71
iShares National Muni Bond ETF
MUB
$45.3B
$2.04M 0.34%
17,653
-401
-2% -$45.5K
PAYX icon
72
Paychex
PAYX
$42.3B
$1.99M 0.33%
26,223
-881
-3% -$61.1K
QCOM icon
73
Qualcomm
QCOM
$175B
$1.98M 0.33%
21,748
-840
-4% -$67.4K
APD icon
74
Air Products & Chemicals
APD
$65.8B
$1.94M 0.32%
8,026
-33
-0.4% -$7.53K
VWO icon
75
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$1.93M 0.32%
48,849
-36,061
-42% -$1.34M
1 2
3
4 5

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
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FLAM
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.