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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.84%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$952M
AUM Growth
+$48.6M
Cap. Flow
-$5.9M
Cap. Flow %
-0.62%
Top 10 Hldgs %
31.2%
Holding
728
New
38
Increased
134
Reduced
216
Closed
25

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.15M
2
META icon
Meta Platforms (Facebook)
META
+$914K
3
NVO
Novo Nordisk
NVO
+$909K
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$896K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$746K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.08M
2
BXSL icon
Blackstone Secured Lending
BXSL
+$1.41M
3
ZTS icon
Zoetis
ZTS
+$733K
4
HD icon
Home Depot
HD
+$703K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$651K

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.45%
3 Healthcare 9.61%
4 Consumer Discretionary 8.23%
5 Industrials 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNLX icon
701
Genelux
GNLX
$131M
$261 ﹤0.01%
+110
New +$242
EMBC icon
702
Embecta
EMBC
$212M
$197 ﹤0.01%
14
– –
CCL icon
703
Carnival Corporation Ltd
CCL
$38.6B
$185 ﹤0.01%
10
– –
ALC icon
704
Alcon
ALC
$33.7B
– –
-600
Closed -$48.1K
BBY icon
705
Best Buy
BBY
$19.1B
– –
-145
Closed -$12.2K
BIPC icon
706
Brookfield Infrastructure
BIPC
$5.16B
– –
-950
Closed -$32K
BTI icon
707
British American Tobacco
BTI
$134B
– –
-100
Closed -$3.09K
CHPT icon
708
ChargePoint
CHPT
$138M
– –
-25
Closed -$755
CME icon
709
CME Group
CME
$93.3B
– –
-607
Closed -$119K
CNK icon
710
Cinemark Holdings
CNK
$4.06B
– –
-842
Closed -$18.2K
EVRG icon
711
Evergy
EVRG
$20B
– –
-113
Closed -$5.99K
EW icon
712
Edwards Lifesciences
EW
$48.3B
– –
-1,800
Closed -$166K
GUNR icon
713
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
– –
-412
Closed -$16.5K
IGF icon
714
iShares Global Infrastructure ETF
IGF
$11B
– –
-349
Closed -$16.7K
MOO icon
715
VanEck Agribusiness ETF
MOO
$997M
– –
-30
Closed -$2.1K
MSCI icon
716
MSCI
MSCI
$42.4B
– –
-130
Closed -$62.6K
NLY icon
717
Annaly Capital Management
NLY
$17.2B
– –
-1,648
Closed -$31.4K
PGF icon
718
Invesco Financial Preferred ETF
PGF
$677M
– –
-1,000
Closed -$14.7K
PGR icon
719
Progressive
PGR
$129B
– –
-1,215
Closed -$252K
SRLN icon
720
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
– –
-500
Closed -$20.9K
UBER icon
721
Uber
UBER
$142B
– –
-200
Closed -$14.5K
VGM icon
722
Invesco Trust Investment Grade Municipals
VGM
$552M
– –
-4,651
Closed -$47.8K
VOD icon
723
Vodafone
VOD
$37.7B
– –
-23
Closed -$204
VRSK icon
724
Verisk Analytics
VRSK
$28.2B
– –
-340
Closed -$91.6K
VUSB icon
725
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
– –
-490
Closed -$24.3K
26 27 28
29
30

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Trust held 728 positions worth $952M, up 5.4% from $904M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q3 2024 filing shows 38 new, 134 increased, 216 reduced and 25 closed positions. Its largest new stake was Vanguard Financials ETF: 1,146 shares worth $126K. The largest sale was NVIDIA, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2024 buy was Vanguard Financials ETF: 1,146 shares worth $126K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2024, an estimated $1.15M increase.
  • Caldwell Trust's biggest Q3 2024 reduction was NVIDIA, cutting an estimated $3.08M.
  • Caldwell Trust fully exited Progressive in Q3 2024, selling an estimated $252K.
  • Caldwell Trust's ten largest holdings make up 31% of its $952M portfolio in Q3 2024.
  • Caldwell Trust opened 38 new positions and closed 25 in Q3 2024.
  • Caldwell Trust's portfolio value rose 5.4% quarter-over-quarter to $952M.

Based on Caldwell Trust's 13F filing for Q3 2024, filed 24 Sep 2025.