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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMBC icon
701
Embecta
EMBC
$215M
$391 ﹤0.01%
26
-10
-28% -$188
ONL
702
Orion Office REIT
ONL
$148M
$193 ﹤0.01%
37
– –
CGC
703
Canopy Growth
CGC
$390M
$180 ﹤0.01%
23
– –
SFE
704
DELISTED
Safeguard Scientifics, Inc.
SFE
$116 ﹤0.01%
116
– –
BKH icon
705
Black Hills Corp
BKH
$5.78B
$51 ﹤0.01%
1
– –
ALK icon
706
Alaska Air
ALK
$5.32B
– –
-50
Closed -$2.66K
AOS icon
707
A.O. Smith
AOS
$8.81B
– –
-200
Closed -$14.6K
AVAV icon
708
AeroVironment
AVAV
$7.65B
– –
-50
Closed -$5.11K
AVT icon
709
Avnet
AVT
$7.02B
– –
-390
Closed -$19.7K
BAC.PRL icon
710
Bank of America Series L
BAC.PRL
$3.97B
– –
-4
Closed -$4.68K
BIL icon
711
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-4,906
Closed -$450K
BIPC icon
712
Brookfield Infrastructure
BIPC
$5.15B
– –
-36
Closed -$1.64K
BUD icon
713
AB InBev
BUD
$161B
– –
-55
Closed -$3.12K
CALF icon
714
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.71B
– –
-201
Closed -$8.18K
CARS icon
715
Cars.com
CARS
$693M
– –
-48
Closed -$951
CHKP icon
716
Check Point Software Technologies
CHKP
$13.9B
– –
-25
Closed -$3.14K
CPB icon
717
Campbell Soup
CPB
$6.93B
– –
-1,179
Closed -$53.9K
DHI icon
718
D.R. Horton
DHI
$42.1B
– –
-100
Closed -$12.2K
DWX icon
719
State Street SPDR S&P International Dividend ETF
DWX
$527M
– –
-100
Closed -$3.44K
EL icon
720
Estee Lauder
EL
$30.1B
– –
-40
Closed -$7.86K
EQR icon
721
Equity Residential
EQR
$25.5B
– –
-200
Closed -$13.2K
EWA icon
722
iShares MSCI Australia ETF
EWA
$1.39B
– –
-213
Closed -$4.8K
EWD icon
723
iShares MSCI Sweden ETF
EWD
$531M
– –
-32
Closed -$1.13K
EWG icon
724
iShares MSCI Germany ETF
EWG
$1.55B
– –
-27
Closed -$771
EWJ icon
725
iShares MSCI Japan ETF
EWJ
$21.3B
– –
-45
Closed -$2.79K
27 28
29
30 31

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PTC
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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.